Peter E. Silber

THE WEALTH ALLIANCE

Melville, NY 11747

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CRD#: 2828456

Professional summary

Peter Edward Silber, CFP® is a registered financial advisor currently at THE WEALTH ALLIANCE, LLC located in Melville, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Melville, New York.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 7 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Wealth Alliance, LLC. Investment Related. 105 Broadhollow Road, Melville, NY 11747. RIA, Financial Advisor. Start 8/2019. 160hrs/mo, 130hrs/mo during trading hours. Responsible for bringing on additional clients and coordinating the management and investment strategies of their financial assets. 2) PKS Financial, Investment related, 80 State Street, Albany NY 12207, Fixed insurance sales, agent, start date 10/2019 1/1 hour a month/trading hour a month. Fixed insurance sales. 3) BKA Financial; Not Investment Related; 24 West Water Street, Suite 200, Elmira, NY 14901; Insurance; Insurance Agent; 10/2023; 2hrs/mo; 2hrs during trading; Insurance Agent. 4) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 09/09/24. 2 hrs/ month; all during trading hours. Provide advice to clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Edward Silber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 5, 2020 - Present

THE WEALTH ALLIANCE, LLC

Office #1: 105 Broadhollow Road, Melville, NY 11747

RIA

CRD#: 305052

Melville, NY

Current

September 3, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 105 Broadhollow Road, Melville, NY 11747

CRD#: 35747

Melville, NY

Past

June 1, 2009 - August 28, 2019

MORGAN STANLEY

CRD#: 149777

MELVILLE, NY

Past

February 13, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MELVILLE, NY

Past

May 28, 2004 - March 4, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MELVILLE, NY

Past

October 22, 1999 - February 5, 2002

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Past

December 22, 1997 - April 1, 1999

SEDGWICK INVESTMENTS, INC.

CRD#: 35045

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WEALTH ALLIANCE, LLC

LINKS WEALTH PARTNERS LLC | THE WEALTH ALLIANCE, LLC

CRD#: 305052 / SEC#: 801-117251

RIA

Registered Investment Advisory firm - (8/26/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/3/2019)

Florida
(9/3/2019)

Maryland
(9/3/2019)

New Jersey
(9/3/2019)

New York
(9/3/2019)

IAR

New York
(7/27/2021)

South Carolina
(9/3/2019)

Tennessee
(10/24/2022)

IAR

Texas
(5/5/2020)

Vermont
(9/3/2019)

Virginia
(2/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/1/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/2/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/27/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/18/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

THE WEALTH ALLIANCE, LLC

LINKS WEALTH PARTNERS LLC | THE WEALTH ALLIANCE, LLC

CRD#: 305052 / SEC#: 801-117251

RIA

Registered Investment Advisory firm - (8/26/2019 Approved)

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Contact information

Main Address

105 Broadhollow Road, Melville, NY 11747

Mailing Address

Phone number

(631) 670-0682

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WA DISCLOSURE BROCHURE AND SUPPLEMENTS (3/26/2025)

Regulatory assets under management

Total Number of Accounts	4,315
AUM (Assets Under Management)	$ 1,908,079,716

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter E. Silber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Edward Silber's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

WALL STREET ACCESS

SEDGWICK INVESTMENTS, INC.

Primary Firm SEC Registration

THE WEALTH ALLIANCE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2004

Series 63

Date: 11/1/2000

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 3/2/2006

Series 7

Date: 5/27/2004

Series 6

Date: 12/18/1997

FINRA

Current Firm

THE WEALTH ALLIANCE, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WEALTH ALLIANCE, LLC

TRUST BUT VERIFY

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