David S. Miller

EGRET SECURITIES

JUPITER, FL 33478

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CRD#: 2825488

Professional summary

David Scott Miller, who also goes by David S Miller, is a registered financial professional currently at EGRET SECURITIES LLC located in Jupiter, Florida.

David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 7 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Aliases

David S Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Scott Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2026 - Present

EGRET SECURITIES LLC

Office #1: 9607 Whippoorwill Trail, Jupiter, FL 33478

CRD#: 337349

JUPITER, FL

Past

April 7, 2025 - July 2, 2026

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

WESTPORT, CT

Past

December 2, 2019 - May 5, 2025

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

April 21, 2016 - October 22, 2019

WELLS FARGO SECURITIES, LLC

CRD#: 126292

NEW YORK, NY

Past

May 6, 2010 - October 22, 2019

WELLS FARGO PRIME SERVICES, LLC

CRD#: 133068

New York, NY

Past

May 23, 2003 - December 16, 2009

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

PHILADELPHIA, PA

Past

November 26, 1996 - August 19, 2009

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(7/2/2026)

Delaware
(7/2/2026)

Florida
(7/2/2026)

Illinois
(7/2/2026)

Nevada
(7/2/2026)

New Jersey
(7/2/2026)

New York
(7/2/2026)

Ohio
(7/2/2026)

Pennsylvania
(7/2/2026)

Virginia
(7/2/2026)

Exams

State Security Law Exam

Series 63

Date: 7/28/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 7/17/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 1/28/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/3/2004

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

EGRET SECURITIES LLC

EGRET | SUNSHINE PRIME | EGRET SECURITIES LLC | EGRET SECURITIES

CRD#: 337349 / SEC#: , 8-71380

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

9607 Whippoorwill Trail, Jupiter, FL 33478

Mailing Address

9607 Whippoorwill Trail, Jupiter, FL 33478

Phone number

(917) 488-3350

Established

Florida since 03/06/2025

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SUNSHINE HOLDCO, INC.	HOLDING COMPANY
KOVALEV, DMITRIY	ROP AND MSRB PRINCIPAL	4104585
MICHAELS, SETH ADAM	CEO/CCO, EXECUTIVE REP	2590452
PURES, EDWARD J	TRADING PRINCIPAL	4194348
STAMOVA, ILINA SEVDALINOVA	FINOP/PFO/POO	5500851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David S. Miller

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Scott Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

A.G.P. / ALLIANCE GLOBAL PARTNERS

MAXIM GROUP LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO PRIME SERVICES, LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/2003

Series 52TO

Date: 7/17/2025

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/22/1996

Series 24

Date: 6/28/2022

Series 10

Date: 1/28/2005

Series 9

Date: 12/3/2004

FINRA

Current Firm

EGRET SECURITIES LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

EGRET SECURITIES LLC

TRUST BUT VERIFY

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