Lucile A. Steitz

SAGE FINANCIAL GROUP

West Conshohocken, PA 19428

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CRD#: 2823841

Professional summary

Lucile Allen Steitz, CFP®, who also goes by Lucy Allen Steitz, is a registered financial advisor currently at SAGE FINANCIAL GROUP INC. located in West Conshohocken, Pennsylvania.

Lucile is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Lucile has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lucy Allen Steitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucile Allen Steitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

August 22, 2013 - Present

SAGE FINANCIAL GROUP INC.

Office #1: Five Tower Bridge 300 Barr Harbor Drive, Suite 200, West Conshohocken, PA 19428

RIA

CRD#: 116574

West Conshohocken, PA

Past

March 9, 2010 - September 11, 2013

CORESTATES CAPITAL ADVISORS, LLC

RIA

CRD#: 137697

YARDLEY, PA

Past

December 10, 2007 - January 13, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PLYMOUTH MEETING, PA

Past

April 1, 2005 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 1, 2000 - April 10, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 25, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

January 7, 1997 - September 9, 1997

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE FINANCIAL GROUP INC.

SAGE FINANCIAL GROUP INC. | SAGE, COVER + ROSSITER PARTNERS

CRD#: 116574 / SEC#: 801-61553

RIA

Registered Investment Advisory firm - (10/25/2002 Approved)

Delaware

Registered Investment Advisory firm - (12/31/2002 Terminated)

Maryland

Registered Investment Advisory firm - (12/17/2002 Terminated)

New Jersey

Registered Investment Advisory firm - (12/17/2002 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/19/2002 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/22/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/30/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/10/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAGE FINANCIAL GROUP INC.

SAGE FINANCIAL GROUP INC. | SAGE, COVER + ROSSITER PARTNERS

CRD#: 116574 / SEC#: 801-61553

RIA

Registered Investment Advisory firm - (10/25/2002 Approved)

Delaware

Registered Investment Advisory firm - (12/31/2002 Terminated)

Maryland

Registered Investment Advisory firm - (12/17/2002 Terminated)

New Jersey

Registered Investment Advisory firm - (12/17/2002 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/19/2002 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2002 Terminated)

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Contact information

Main Address

Five Tower Bridge 300 Barr Harbor Drive, Suite 200, West Conshohocken, PA 19428

Mailing Address

Phone number

(484) 342-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	4,205
AUM (Assets Under Management)	$ 3,624,143,746

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/29/2026	Cover Page	Report
10/09/2024	Cover Page	Report
11/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lucile A. Steitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucile Allen Steitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGE FINANCIAL GROUP INC.

CORESTATES CAPITAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

SAGE FINANCIAL GROUP INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/1996

Series 7

Date: 3/30/1999

Series 6

Date: 12/10/1996

Current Firm

SAGE FINANCIAL GROUP INC.

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SAGE FINANCIAL GROUP INC.

TRUST BUT VERIFY

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