Victor T. Samuel
Professional summary
Victor Thoppil Samuel, who also goes by VIctor Thoppil Samuel Sr., is a registered financial professional currently at ADELPHI STOCK BROKERS located in Sands Point, New York.
Victor is registered as a RR (Registered Representative) and started their career in finance in 1996. Victor has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 7TO, Series 55, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Thoppil Samuel's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2021 - Present
ADELPHI STOCK BROKERS
Office #1: 40 Cornwall Lane, Sands Point, NY 11050Office #2: 575 Fifth Av 8th Floor, New York, NY 10017May 12, 2006 - October 1, 2012
CITIGROUP GLOBAL MARKETS INC.
February 8, 2006 - May 1, 2006
NW ADVISORS LLC
March 13, 2003 - September 30, 2005
GLOBAL HUNTER SECURITIES, LLC
May 1, 2000 - July 27, 2000
SORT SECURITIES, LLC.
February 15, 2000 - June 7, 2002
TRADESCAPE SECURITIES, LLC
December 19, 1996 - August 21, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2022)
(8/2/2022)
(9/8/2022)
(8/1/2022)
(2/18/2022)
(2/16/2022)
(3/16/2022)
(9/30/2022)
(6/26/2024)
(6/29/2023)
(9/28/2022)
(5/3/2022)
(1/25/2022)
(5/10/2022)
(2/23/2023)
(1/24/2022)
(3/14/2022)
(1/31/2022)
(1/31/2022)
(3/11/2022)
(4/5/2022)
(11/28/2022)
(7/20/2022)
(6/24/2024)
(1/24/2022)
(1/17/2024)
(2/9/2022)
(3/14/2022)
(1/31/2022)
(1/30/2024)
(11/29/2022)
(7/18/2022)
(1/8/2022)
(2/1/2022)
(6/24/2024)
(6/2/2022)
(1/25/2022)
(4/14/2022)
(2/22/2022)
(2/15/2022)
(3/2/2022)
(5/11/2022)
(4/11/2023)
(9/22/2022)
(1/25/2022)
(3/23/2022)
(2/1/2022)
(1/25/2022)
(7/7/2022)
(6/2/2022)
(4/26/2022)
Exams
Series 57TO
Date: 1/16/2025
Securities Trader ExamSeries 99TO
Date: 11/13/2023
Operations Professional ExaminationSeries 7TO
Date: 11/3/2020
General Securities Representative ExaminationSeries 55
Date: 9/28/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
ADELPHI STOCK BROKERS
CRD#: 309048 / SEC#: , 8-70519
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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