Vincent C. Armand
Professional summary
Vincent Curtis Armand, who also goes by VIncent C Armand, Vincent Curtis Armand, Vince Rogers, Vincent C Rogers, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Chicago, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Chicago, Illinois.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Vincent has worked at 14 firms and has passed the Series 65, Series 63, Series 6TO, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Curtis Armand's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 401 N. Michigan Ave Ste 100, Chicago, IL 60611-2200February 13, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 401 N. Michigan Avenue Ste 100, Chicago, IL 60611February 28, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 27, 2022 - December 31, 2022
CHARLES SCHWAB & CO., INC.
January 26, 2022 - February 9, 2023
CHARLES SCHWAB & CO., INC.
April 18, 2017 - October 14, 2022
TD AMERITRADE, INC.
April 18, 2017 - January 12, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 17, 2017 - January 12, 2023
TD AMERITRADE, INC.
June 29, 2016 - April 7, 2017
FIFTH THIRD SECURITIES, INC.
June 28, 2016 - April 7, 2017
FIFTH THIRD SECURITIES, INC.
October 1, 2012 - June 27, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - June 27, 2016
J.P. MORGAN SECURITIES LLC
September 17, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 17, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 19, 2011 - September 17, 2012
PNC WEALTH MANAGEMENT LLC
May 19, 2011 - September 17, 2012
PNC WEALTH MANAGEMENT LLC
July 6, 2005 - May 24, 2011
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - May 24, 2011
CHASE INVESTMENT SERVICES CORP.
August 29, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
August 28, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
July 19, 1999 - August 25, 2003
LOCUST STREET SECURITIES, INC.
October 31, 1997 - December 3, 1998
CITICORP INVESTMENT SERVICES
November 20, 1996 - October 23, 1997
WS GRIFFITH SECURITIES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2024)
(2/20/2024)
(2/24/2023)
(2/7/2024)
(2/14/2023)
(5/2/2023)
(4/25/2023)
(12/21/2023)
(5/4/2023)
(2/15/2023)
(10/20/2023)
(8/23/2023)
(2/7/2024)
(2/17/2023)
(3/31/2025)
(2/17/2023)
(5/4/2023)
(10/19/2023)
(5/2/2023)
(2/14/2024)
(12/12/2023)
(10/24/2023)
(6/21/2023)
(2/16/2023)
(4/29/2023)
(1/31/2024)
(7/24/2023)
(2/6/2024)
(12/12/2023)
(5/8/2023)
(10/12/2023)
(5/4/2023)
(5/1/2023)
(4/25/2023)
(10/19/2023)
(2/14/2024)
(2/14/2023)
(2/15/2024)
(11/29/2023)
(8/23/2023)
(1/29/2024)
(1/29/2024)
(2/7/2024)
(10/19/2023)
(2/15/2023)
(3/31/2025)
(2/12/2024)
(11/28/2023)
(8/23/2023)
(11/28/2023)
(2/21/2024)
(2/14/2023)
(2/21/2024)
Exams
Series 6TO
Date: 2/14/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 2/13/2023
Municipal Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
