Robert P. Shanahan

HORIZON INVESTMENTS LLC

Charlotte, NC 28277

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CRD#: 2822633

Professional summary

Robert Paul Shanahan, who also goes by Bob Shanahan, Bobby Shanahan, is a registered financial advisor currently at HORIZON INVESTMENTS LLC located in Charlotte, North Carolina and QUASAR DISTRIBUTORS, LLC located in Charlotte, North Carolina.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Shanahan | Bobby Shanahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Horizon Investments; Charlotte, NC; investment related, started 01/03/2011; investment company; Regional Director; represent Horizon to Financial Advisors in the Southeast; 160 hours per month with 0 hours during securities trading hours. 2) Christ Covenant Church; Non-Investment Related; Matthews, NC; Service/Administration; Elected Deacon; 9/22 Start Date; 2 hours per month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Paul Shanahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2011 - Present

HORIZON INVESTMENTS LLC

Office #1: 6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277

RIA

CRD#: 109552

Charlotte, NC

Current

January 4, 2016 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 6210 Ardrey Kell Road Suite 300, Charlotte, NC 28277

CRD#: 103848

Charlotte, NC

Past

March 15, 2012 - December 31, 2015

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

December 20, 2005 - August 9, 2010

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - August 9, 2010

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

March 3, 2004 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 31, 1997 - January 15, 2004

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

January 9, 1997 - December 17, 2001

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORIZON INVESTMENTS LLC

HARIZON INVESTMENTS LLC | HORIZON INVESTMENTS LLC

CRD#: 109552 / SEC#: 801-57316

RIA

Registered Investment Advisory firm - (2/24/2000 Approved)

South Carolina

Registered Investment Advisory firm - (12/10/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(1/4/2016)

Kentucky
(1/2/2024)

IAR

North Carolina
(5/23/2011)

North Carolina
(1/5/2016)

South Carolina
(1/4/2016)

Tennessee
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HORIZON INVESTMENTS LLC

HARIZON INVESTMENTS LLC | HORIZON INVESTMENTS LLC

CRD#: 109552 / SEC#: 801-57316

RIA

Registered Investment Advisory firm - (2/24/2000 Approved)

South Carolina

Registered Investment Advisory firm - (12/10/2003 Terminated)

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Contact information

Main Address

6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277

Mailing Address

Phone number

(704) 544-2399

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORIZON FORM ADV 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,481
AUM (Assets Under Management)	$ 5,357,028,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert P. Shanahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Paul Shanahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

ONEAMERICA SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

Primary Firm SEC Registration

HORIZON INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2004

Series 63

Date: 2/18/1997

SIE

Date: 10/1/2018

Series 7

Date: 10/15/2004

Series 6

Date: 12/16/1996

FINRA

Current Firm

HORIZON INVESTMENTS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORIZON INVESTMENTS LLC

TRUST BUT VERIFY

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