JF
James A. Flanagan
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Cumming, GA 30040
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CRD#: 2822353
JF
Professional summary
James Aj Flanagan, who also goes by Jay Flanagan, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cumming, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cumming, Georgia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay Flanagan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Notary, 2450 Atlanta Hwy, suite 704 Cumming, GA 30040; Began 08/01/2000 as Notary. Non-INV REL Devotes 0 HR/WK 0 during trading. 2.F&F Financial Inc., 2450 Atlanta Hwy, Suite 704 Cumming, GA 30040; Began 09/01/1999 as Part Owner. Non-INV REL Devotes 1 HR/WK; 1 HR/WK during trading 3.INDEPENDENT INSURANCE AGENT, 2450 ATLANTA HWY STE 704, CUMMING, GA, 1/2016 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 45/WK - 32/TRADING. 4.MARKET WORTH LLC, 2450 ATLANTA HWY STE 704, CUMMING, GA, 10/2003 AS PART-OWNER OF LLC TO HOLD COMMERICAL REAL ESTATE. NIR - 0 HRS. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 6. FLANAGAN FINANCIAL, 2540 ATLANTA HIGHWAY, STE 704, ATLANTA, GA, OWNER, 01/01/15, S-CORP- 40 HR/WK- 8/TRADING HR. 7.NETTWORTH FINANCIAL GROUP, 2450 Atlanta Hwy, Suite 704, Cumming GA 30040, United States, 10/04/2019, Agent, DBA Name, INV REL, 800 HR/MO 800HR/ Trading.
CRS (Client Relationship Summary) - RIA
Click below to view James Aj Flanagan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2450 Atlanta Hwy. Ste. 704, Cumming, GA 30040RIA
CRD#: 134139
Cumming, GA
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2450 Atlanta Hwy. Ste. 704, Cumming, GA 30040BD
CRD#: 39543
Cumming, GA
Past
June 15, 2004 - October 9, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
CUMMING, GA
Past
August 13, 2003 - October 9, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
CUMMING, GA
Past
May 11, 1999 - September 10, 2003
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
December 15, 1997 - May 26, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/10/2019)
RR
California(1/20/2023)
RR
Florida(10/4/2019)
RR
Georgia(10/4/2019)
IAR
Georgia(10/7/2019)
RR
Kansas(3/12/2024)
RR
Maryland(1/21/2021)
RR
Massachusetts(3/14/2024)
RR
Mississippi(10/4/2019)
RR
North Carolina(10/10/2019)
RR
Ohio(1/21/2021)
RR
Oregon(1/8/2025)
RR
South Carolina(10/4/2019)
RR
Tennessee(10/4/2019)
RR
Texas(8/6/2020)
IAR
Texas(8/7/2020)
RR
Virginia(1/21/2021)
RR
Washington(3/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
