Charles E. Held
Professional summary
Charles Edward Held II, who also goes by Charles Edward Held, Chuck Held, Charles Edward Held II, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Washington, District Of Columbia and TRUIST INVESTMENT SERVICES, INC. located in Vienna, Virginia.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Charles has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Edward Held II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1369 Connecticut Ave Nw, Washington, DC 20036June 30, 2011 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 440 Maple Ave E, Vienna, VA 22180Office #2: 1100 G St Nw, Washington, DC 20005Office #3: 100 M St Se, Washington, DC 20003Office #4: 3610h King St, Alexandria, VA 22302Office #5: 8385 Leesburg Pike Ste A, Vienna, VA 22182Office #6: 8200 Greensboro Dr Ste 100, Mclean, VA 22102June 30, 2011 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 31, 2011 - June 13, 2011
BB&T INVESTMENT SERVICES, INC.
March 11, 2011 - June 13, 2011
BB&T INVESTMENT SERVICES, INC.
August 6, 2008 - June 30, 2010
ALLIANZ LIFE FINANCIAL SERVICES, LLC
October 24, 2007 - May 27, 2008
RIVERSOURCE DISTRIBUTORS, INC.
December 13, 2005 - October 3, 2007
CAPITAL BROKERAGE CORPORATION
June 30, 2004 - August 15, 2005
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
November 8, 2000 - April 28, 2004
VOYA INVESTMENTS DISTRIBUTOR, LLC
April 17, 1998 - November 22, 2000
MORGAN STANLEY DW INC.
February 10, 1997 - April 3, 1998
PRUCO SECURITIES, LLC.
December 5, 1996 - January 13, 1997
SUNAMERICA SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2024)
(5/27/2014)
(12/23/2019)
(10/19/2023)
(1/29/2018)
(6/30/2011)
(10/7/2016)
(2/17/2016)
(1/3/2019)
(10/24/2024)
(2/9/2017)
(8/11/2025)
(4/10/2024)
(6/30/2011)
(9/12/2019)
(12/11/2017)
(8/26/2022)
(1/12/2017)
(1/12/2017)
(1/11/2018)
(11/29/2023)
(5/15/2019)
(10/20/2022)
(6/30/2011)
(12/7/2018)
(1/12/2017)
(10/25/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
