Douglas Allen Rogers
Professional Summary
Douglas Allen Rogers is a registered financial advisor currently at BAYRIDGE SECURITIES, LLC located in San Francisco, California. Douglas is registered as a RR (Registered Representative) and started their career in finance in 1996. Douglas has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 79, Series 7, Series 31 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
BAYRIDGE SECURITIES, LLC
Contact Information
Main Address
535 Mission St 1542, San Francisco, CA 94105Mailing Address
535 Mission St 1542, San Francisco, CA 94105Phone Number
(415) 295-4785Established
Delaware since 10/07/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/5/2026)
(8/27/2026)
(8/18/2026)
(7/27/2026)
(8/6/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Nov 2014About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Douglas Allen Rogers's CRS (Customer Relationship Summary).
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