Kevin A. Mccarthy

HILTON CAPITAL MANAGEMENT

Garden City, NY 11530

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CRD#: 2810983

Professional summary

Kevin Anthony Mccarthy, who also goes by Kevin Mccarthy, is a registered financial advisor currently at HILTON CAPITAL MANAGEMENT, LLC located in Garden City, New York and FORESIDE FUND SERVICES, LLC located in Garden City, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 9 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Mccarthy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Marketing for Hilton Capital Management, LLC affiliated investment advisor, full time raising assets and assisting clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Anthony Mccarthy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2021 - Present

HILTON CAPITAL MANAGEMENT, LLC

Office #1: 1010 Franklin Avenue, Garden City, NY 11530

RIA

CRD#: 116357

Garden City, NY

Current

January 3, 2022 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 1010 Franklin Avenue Suite 300a, Garden City, NY 11530

CRD#: 46106

Garden City, NY

Past

January 19, 2012 - December 13, 2012

SANDGRAIN SECURITIES LLC

CRD#: 26004

GARDEN CITY, NY

Past

March 23, 2011 - January 3, 2022

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

January 4, 2008 - March 24, 2011

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

April 5, 2007 - July 6, 2007

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

UNIONDALE, NY

Past

April 20, 2004 - May 17, 2007

CHAPDELAINE CORPORATE SECURITIES & CO

CRD#: 23741

UNIONDALE, NY

Past

January 2, 2001 - April 19, 2004

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

May 10, 1999 - January 22, 2001

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

May 5, 1999 - May 11, 1999

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HILTON CAPITAL MANAGEMENT, LLC

CRD#: 116357 / SEC#: 801-60776

RIA

Registered Investment Advisory firm - (1/2/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/3/2022)

Arizona
(1/3/2022)

California
(1/3/2022)

Colorado
(1/3/2022)

Connecticut
(1/3/2022)

Delaware
(1/3/2022)

Georgia
(1/3/2022)

Hawaii
(1/3/2022)

Idaho
(1/3/2022)

Illinois
(1/3/2022)

Indiana
(1/3/2022)

Kansas
(1/3/2022)

Maine
(1/3/2022)

Maryland
(1/3/2022)

Minnesota
(1/3/2022)

Nevada
(1/3/2022)

New Hampshire
(1/3/2022)

New Jersey
(1/3/2022)

IAR

New York
(7/13/2021)

New York
(1/3/2022)

North Carolina
(1/3/2022)

Ohio
(1/4/2022)

Pennsylvania
(1/3/2022)

South Carolina
(1/3/2022)

Texas
(1/3/2022)

Vermont
(1/3/2022)

Virginia
(1/3/2022)

Washington
(1/3/2022)

West Virginia
(1/3/2022)

Wisconsin
(1/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/21/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/26/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 7/1/2024

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/26/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/4/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HILTON CAPITAL MANAGEMENT, LLC

CRD#: 116357 / SEC#: 801-60776

RIA

Registered Investment Advisory firm - (1/2/2002 Approved)

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Contact information

Main Address

1010 Franklin Avenue, Garden City, NY 11530

Mailing Address

Phone number

(516) 693-5380

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 - ADV-2A (3/29/2025)

Regulatory assets under management

Total Number of Accounts	1,288
AUM (Assets Under Management)	$ 2,931,323,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin A. Mccarthy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Anthony Mccarthy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

SANDGRAIN SECURITIES LLC

RAFFERTY CAPITAL MARKETS, LLC

GFI SECURITIES LLC

TULLETT PREBON FINANCIAL SERVICES LLC

CHAPDELAINE CORPORATE SECURITIES & CO

APEX CLEARING CORPORATION

QUICK & REILLY, INC.

APEX CLEARING CORPORATION

Primary Firm SEC Registration

HILTON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/2002

Series 65

Date: 3/26/1998

Series 57TO

Date: 7/1/2024

SIE

Date: 10/1/2018

Series 55

Date: 4/26/2000

Series 7

Date: 5/4/1999

Series 24

Date: 10/26/2004

FINRA

Current Firm

HILTON CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HILTON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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