Mitchell G. Rubin
HORNOR, TOWNSEND & KENT
Boca Raton, FL 33431
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CRD#: 2808252
Professional summary
Mitchell George Rubin, CFP® is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Boca Raton, Florida.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mitchell has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Small Business Planning
Comprehensive Financial Planni...
Insurance Planning
Investment Planning
Estate Planning
Retirement Planning
Tax Planning
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INS BROKERAGE | INVESTMENT RELATED: YES | DBA: PROWEALTHONE | POSITION: AGENT | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 05/04/2011 | ACTIVITY: INSURANCE BROKERAGE | HRS PER MTH: 160 | TRADING HRS PER MTH: 120 | DUTIES: INSURANCE SALES & SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2)ACCOUNTING ENTITY | INVESTMENT RELATED: NO | DBA: MITCHELL G RUBIN, INC | POSITION: OWNER | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 01/03/2011 | ACTIVITY: ACCOUNTING ENTITY | HRS PER MTH: 10 | TRADING HRS PER MTH: 5 | DUTIES: THIS IS A PASSTHROUGH ENTITY FOR FINANCIAL & ACCOUNTING PURPOSES. 3)FUNDRAISING | INVESTMENT RELATED: NO | DBA: CHRIS SAIZ POINT THE WAY FOUNDATION | POSITION: BOARD OF DIRECTORS | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 02/11/2012 | ACTIVITY: FUNDRAISING | HRS PER MTH: 5 | TRADING HRS PER MTH: 0 | DUTIES: BOARD MEMBER PROVIDING GUIDANCE & COUNSEL; ORGANIZATION OF CHARITY. 4)PENSION PLAN ADMINISTRATION | INVESTMENT RELATED: NO | DBA: SELECT PENSION STRATEGIES, INC. | POSITION: OWNER | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 01/01/2014 | ACTIVITY: PENSION PLAN ADMINISTRATION | HRS PER MTH: 10 | TRADING HRS PER MTH: 5 | DUTIES: RESPONSIBLE FOR MANAGING SALES & ADMINISTRATION. WE PROVIDE CONSULTING, DESIGN, ACTUARIAL SERVICES & ADMINISTRATION OF PENSION PLANS. 5)POLITICAL COMMITTEE | INVESTMENT RELATED: NO | DBA: FLORIDIANS FOR A SENSIBLE VOTING RIGHTS POLICY, INC. | POSITION: BOARD OF DIRECTORS | ADD: 400 N ASHLEY DRIVE, SUITE 2600, TAMPA, FL 33602 | START DATE: 06/27/2016 | ACTIVITY: POLITICAL COMMITTEE | HRS PER MTH: 2 | TRADING HRS PER MTH: 0 | DUTIES: PROVIDE OVERSIGHT, GUIDANCE & IMPUT ON STRATEGIC INITIATIVES OF THE COMMITTEE. 6)INS BROKERAGE | INVESTMENT RELATED: YES | DBA: BPG BENEFIT FUNDING, LLC | POSITION: AGENT | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 07/19/2017 | ACTIVITY: INSURANCE BROKERAGE | HRS PER MTH: 1 | TRADING HRS PER MTH: 0 | DUTIES: INSURANCE SALES & SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS . 7)EQUESTRIAN ACTIVITIES | INVESTMENT RELATED: NO | DBA: THE LARA GROUP, INC. | POSITION: OWNER | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 12/29/2017 | ACTIVITY: EQUESTRIAN ACTIVITIES | HRS PER MTH: 2 | TRADING HRS PER MTH: 0 | DUTIES: OVERSIGHT, MANAGEMENT, CONTRACT NEGOTIATIONS & ACCOUNTING OF THE GROUP. 8)REAL ESTATE | INVESTMENT RELATED: NO | DBA: RIKER 302, LLC | POSITION: OWNER | ADD: 11757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 01/03/2019 | ACTIVITY: REAL ESTATE | HRS PER MTH: 1 | TRADING HRS PER MTH: 0 | DUTIES: PROPERTY OVERSIGHT, DIRECTION & MANAGEMENT. 9)NON-PROFIT | INVESTMENT RELATED: NO | DBA: SMALL BUSINESS COUNCIL OF AMERICA (SBCA) | POSITION: BOARD OF DIRECTORS | ADD: 2571 CENTERVILLE ROAD, SUITE 401, WILMINGTON, DE 19808 | START DATE: 01/19/2019 | ACTIVITY: NON-PROFIT | HRS PER MTH: 4 | TRADING HRS PER MTH: 0 | DUTIES: PROVIDE ANALYSIS & INPUT ON TAX LEGISLATION THAT AFFECTS SMALL BUSINESS. 10)NON-PROFIT | INVESTMENT RELATED: NO | DBA: METROPOLITAN EQUESTRIAN TEAM, INC | POSITION: BOARD OF DIRECTORS | ADD: 81 PROSPECT ST, BROOKLYN, NY 11201 | START DATE: 01/01/2021 | ACTIVITY: NON-PROFIT | HRS PER MTH: 6 | TRADING HRS PER MTH: 0 | DUTIES: PROVIDE INPUT & GUIDANCE ON EXPANSION PLANS. 11)NON-PROFIT | INVESTMENT RELATED: NO | DBA: EXTRAORDINARY CHARITIES | POSITION: BOARD OF DIRECTORS | ADD: 2635 OLD OKEECHOBEE RD, WEST PALM BEACH, FL 33409 | START DATE: 02/01/2021 | ACTIVITY: NON-PROFIT | HRS PER MTH: 2 | TRADING HRS PER MTH: 0 | DUTIES: STRATEGIC PLANNING & OPERATIONS CONSULTING. 12)REAL ESTATE | INVESTMENT RELATED: NO | DBA: RIKER 329 WPBI, LLC | POSITION: OWNER | ADD: 211757 KATY FWY, SUITE 1300-B, HOUSTON, TX 77079 | START DATE: 12/01/2022 | ACTIVITY: REAL ESTATE | HRS PER MTH: 1 | TRADING HRS PER MTH: 0 | DUTIES: MANAGEMENT & MAINTENANCE COORDINATION OF RENTAL PROPERTY.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell George Rubin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mitchell George Rubin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
June 23, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431Office #2: 1040 Schlitf Road, #7, Katy, TX 77493RIA
BD
CRD#: 4031
Boca Raton, FL
Current
June 23, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431Office #2: 1040 Schlitf Road, #7, Katy, TX 77493RIA
BD
CRD#: 4031
Boca Raton, FL
Past
April 13, 2011 - June 23, 2025
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
HOUSTON, TX
Past
March 2, 2011 - June 23, 2025
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
HOUSTON, TX
Past
May 15, 2009 - December 10, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ELMSFORD, NY
Past
October 21, 1997 - August 4, 2004
EQUITY SERVICES, INC.
RIA
CRD#: 265
NEW YORK, NY
Past
October 16, 1997 - May 1, 2009
EQUITY SERVICES, INC.
BD
CRD#: 265
NEW YORK, NY
Past
May 19, 1997 - September 24, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/23/2025)
RR
California(6/23/2025)
RR
Colorado(6/23/2025)
RR
Connecticut(6/23/2025)
RR
Delaware(6/23/2025)
RR
District of Columbia(6/23/2025)
RR
Florida(6/23/2025)
IAR
Florida(6/24/2025)
RR
Georgia(6/24/2025)
RR
Hawaii(6/23/2025)
RR
Kentucky(6/23/2025)
RR
Louisiana(6/23/2025)
RR
Maryland(6/23/2025)
RR
Massachusetts(6/23/2025)
RR
Michigan(6/23/2025)
RR
New Jersey(6/23/2025)
RR
New York(6/23/2025)
RR
North Carolina(6/24/2025)
RR
Ohio(6/23/2025)
RR
Oregon(6/23/2025)
RR
Pennsylvania(6/23/2025)
RR
South Carolina(6/23/2025)
RR
Tennessee(6/23/2025)
RR
Texas(6/23/2025)
IAR
Texas(6/23/2025)
RR
Vermont(6/23/2025)
RR
Virginia(6/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Boca Raton, FL 33431TRUST BUT VERIFY
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Contact information
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