Herbert W. Zimmerman

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

ROSWELL, GA

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CRD#: 2807314

Professional summary

Herbert Weaver Zimmerman, who also goes by Herbert Weaver Zimmerman Jr, is a registered financial advisor currently at MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST located in Roswell, Georgia and DELAWARE DISTRIBUTORS, L.P. located in Philadelphia, Pennsylvania.

Herbert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Herbert has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Herbert Weaver Zimmerman Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Weaver Zimmerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2020 - Present

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

Office #2: 610 Market Street, Philadelphia, PA 19106

RIA

CRD#: 105390

ROSWELL, GA

Current

January 5, 2010 - Present

DELAWARE DISTRIBUTORS, L.P.

Office #1: 610 Market St 100 Independence, Philadelphia, PA 19106

CRD#: 14232

Philadelphia, PA

Past

January 13, 2010 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

September 3, 2002 - December 31, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

ROSWELL, GA

Past

December 31, 2000 - December 31, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

December 14, 2000 - December 31, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

July 1, 1998 - August 16, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 20, 1996 - July 17, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 20, 1996 - May 2, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390 / SEC#: 801-32108

RIA

Registered Investment Advisory firm - (5/31/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/6/2024)

Georgia
(1/5/2010)

IAR

Georgia
(4/20/2020)

Pennsylvania
(1/5/2010)

IAR

Pennsylvania
(4/20/2020)

Tennessee
(8/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/27/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390 / SEC#: 801-32108

RIA

Registered Investment Advisory firm - (5/31/1988 Approved)

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Contact information

Main Address

610 Market Street, Philadelphia, PA 19106

Mailing Address

Phone number

(215) 255-2300

Established

Firm type

Fiscal year end

# of Employees

598

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST FORM ADV-PART 2A BROCHURE (6/27/2025)

Regulatory assets under management

Total Number of Accounts	317
AUM (Assets Under Management)	$ 164,320,917,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Herbert W. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Weaver Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELAWARE DISTRIBUTORS, L.P.

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

MORGAN STANLEY DW INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2002

Series 63

Date: 11/27/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1996

FINRA

Current Firm

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

TRUST BUT VERIFY

Contact information

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