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LK

Lori Beth Kamen

REPUBLIC CAPITAL GROUP

Winter Park, FL

·CRD# 2805591·30 years experience

Professional Summary

Lori Beth Kamen is a registered financial advisor currently at REPUBLIC CAPITAL GROUP located in Winter Park, Florida. Lori is registered as a RR (Registered Representative) and started their career in finance in 1996. Lori has worked at 23 firms and has passed the Series 66, Series 63, Series 65, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

REPUBLIC CAPITAL GROUP·CRD# 334963

BD

400 S. Park Ave. Suite 150, Winter Park, FL 32789

January 29, 2026 - Present

SECURE ASSET MANAGEMENT, L.L.C.·CRD# 144046

RIA

Troy, MI

January 28, 2021 - March 11, 2026

AURORA SECURITIES·CRD# 46147

BD

Troy, MI

January 25, 2021 - June 24, 2026

CONCORDE ASSET MANAGEMENT, LLC·CRD# 140367

RIA

Livonia, MI

March 17, 2020 - December 4, 2020

CONCORDE INVESTMENT SERVICES, LLC·CRD# 151604

BD

Livonia, MI

January 6, 2020 - December 4, 2020

SECURITIES SERVICE NETWORK, LLC·CRD# 13318

BD

Knoxville, TN

January 18, 2018 - January 3, 2020

IMST DISTRIBUTORS, LLC·CRD# 130745

BD

Apopka, FL

August 11, 2015 - January 23, 2017

FUNDS DISTRIBUTOR, LLC·CRD# 7174

BD

Apopka, FL

August 7, 2015 - January 23, 2017

FORESIDE ASSOCIATES, LLC·CRD# 13494

BD

Apopka, FL

August 6, 2015 - January 23, 2017

NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943

BD

Apoka, FL

August 6, 2015 - January 23, 2017

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC·CRD# 143809

BD

Apoka, FL

July 29, 2015 - January 23, 2017

FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634

BD

Apoka, FL

January 2, 2015 - January 23, 2017

STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934

BD

Apopka, FL

October 16, 2014 - January 23, 2017

FORESIDE INVESTMENT SERVICES, LLC·CRD# 30016

BD

Apopka, FL

October 16, 2014 - January 23, 2017

FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334

BD

Apopka, FL

October 16, 2014 - January 23, 2017

FAIRHOLME DISTRIBUTORS, LLC·CRD# 150987

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Apopka, FL

October 16, 2014 - January 23, 2017

FORESIDE FUND SERVICES, LLC·CRD# 46106

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Apopka, FL

October 15, 2014 - January 23, 2017

PERSHING LLC·CRD# 7560

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Lake Mary, FL

August 9, 2012 - September 29, 2014

CNL SECURITIES CORP.·CRD# 10356

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Orlando, FL

June 16, 2006 - August 1, 2012

SSN ADVISORY, INC.·CRD# 126090

RIA

Knoxville, TN

February 10, 2004 - June 5, 2006

SECURITIES SERVICE NETWORK, LLC·CRD# 13318

BD

Knoxville, TN

December 6, 2001 - June 5, 2006

COMMONWEALTH FINANCIAL NETWORK·CRD# 8032

BD

Waltham, MA

April 26, 2000 - December 3, 2001

LPL FINANCIAL LLC·CRD# 6413

BD

Fort Mill, SC

September 8, 1999 - April 19, 2000

MUTUAL SERVICE CORPORATION·CRD# 4806

BD

Boston, MA

November 29, 1996 - September 8, 1999

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Current Firm

RC

REPUBLIC CAPITAL GROUP

REPUBLIC CAPITAL GROUP | REPUBLIC CAPITAL GROUP HOLDINGS LLC

CRD#: 334963 / SEC#: 8-71334

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

50 Rockefeller Plaza Suite 1250, New York, NY 10020

Mailing Address

50 Rockefeller Plaza Suite 1250, New York, NY 10020

Phone Number

(832) 980-3500

Established

Texas since 02/12/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
RCG TOPCO LLC	MEMBER	—
BEATON, DANIEL STEWART	FINOP	4240769
KAMEN, LORI BETH	CHIEF COMPLIANCE OFFICER	2805591
LANGSTON, JOHN L.	FOUNDER, CEO	2864476

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) FINRA Dispute Resolution - Winter Park and Altamonte Springs, FL - 1999; Start date - Investment Related - Industry arbitrator for FINRA dispute resolution - Serve as an impartial and neutral part in FINRA arbitration proceedings. Sole Prop - Approx 2 hr/mo during trading hours. 2 Secure Asset Management, LLC - Troy, MI - 2021; Start date - Investment Related - Investment Advisor Representative and Compliance Officer - Approx. 20 hrs/mo during trading hours. 3.) Aurora Securities, Inc.; Troy, MI; Investment Related; Fully introducing retail Broker Dealer; President and Chief Compliance Officer of Aurora Securities, Inc. ; Started 01/2021; Devotes 40 hours per week.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(7/21/2026)

RR

California
(7/21/2026)

RR

Florida
(2/10/2026)

RR

Georgia
(7/17/2026)

RR

Illinois
(2/23/2026)

RR

New Hampshire
(8/3/2026)

RR

New York
(2/24/2026)

RR

North Carolina
(8/19/2026)

RR

Pennsylvania
(9/22/2026)

RR

Texas
(1/30/2026)

RR

Virginia
(7/22/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2020About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1999About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1997About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2001About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed May 2001About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 1997About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lori Beth Kamen's CRS (Customer Relationship Summary).

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LK

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