Gilbert H. Dunham

CARDEA CAPITAL ADVISORS

ALPHARETTA, GA 30009

Some features on this profile are disabled

CRD#: 2803409

Professional summary

Gilbert H Dunham Jr, who also goes by Gib Dunham Jr, Gilbert Hamilton Dunham Jr, Gilbert Hamilton Dunham, Jr Jr, Gilbert H Dunham, Gilbert Hamilton Dunham, is a registered financial advisor currently at CARDEA CAPITAL ADVISORS, LLC located in Alpharetta, Georgia and MARCH CAPITAL CORP. located in Chicago, Illinois.

Gilbert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Gilbert has worked at 6 firms and has passed the Series 63, Series 66, Series 79TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gib Dunham Jr | Gilbert Hamilton Dunham Jr | Gilbert Hamilton Dunham, Jr Jr | Gilbert H Dunham | Gilbert Hamilton Dunham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fort Trinidad Investors - Manager - 04/15/2019 - Irvington, NY - 2hrs/mo - 2hrs/mo during Business Hrs - Yes Business Related - Oil and Gas Partnershiop - Fort Trinidad Investors - No Compensation Bridgeway Wealth Partners - Manager - 10/01/2018 - Irvington, NY - 5hrs/mo - 5hrs/mo during Business Hrs - Yes Business Related - RIA - Oversee 5 SPVs - No Compensation Fourcore Capital - Manager - 11/01/2024 - Irvington, NY - 5hrs/mo - 5hrs/mo during Business Hrs - Yes Business Related - RIA - TBD - No Compensation Retirement Savings Association - Manager - 01/01/2024 - Irvington, NY - 5hrs/mo - 5hrs/mo during Business Hrs - No Business Related - Industry research - Research and education - No Compensation ACTA Thermal Technologies - Consultant - 09/03/2024 - Irvington, NY - 4hrs/mo - 0hrs/mo during Business Hrs - No Business Related - Tech company - Strategy consultant - Salary REPM Solar - advisor - 04/14/2021 - Collingswood NJ - 5hrs/mo - 0hrs/mo during Business Hrs - Business Related - solar - solar installations - null

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gilbert H Dunham Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2024 - Present

CARDEA CAPITAL ADVISORS, LLC

Office #1: 2520 Northwinds Parkway Suite 309, Alpharetta, GA 30009

RIA

CRD#: 307600

ALPHARETTA, GA

Current

January 17, 2022 - Present

MARCH CAPITAL CORP.

Office #1: 200 E Randolph St Suite 5100, Chicago, IL 60601-6528

RIA

CRD#: 24142

Chicago, IL

Past

January 18, 2022 - December 31, 2023

BRIDGEWAY WEALTH PARTNERS, LLC

RIA

CRD#: 299810

NEW YORK, NY

Past

May 7, 2019 - January 13, 2020

ALLIED MILLENNIAL PARTNERS, LLC

CRD#: 16569

New York, NY

Past

October 17, 2012 - December 23, 2013

PEMIGEWASSET CAPITAL LLC

RIA

CRD#: 120565

SOUTHPORT, CT

Past

November 12, 1998 - August 25, 1999

LIPPER & COMPANY, L.P.

CRD#: 30161

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARDEA CAPITAL ADVISORS, LLC

CRD#: 307600 / SEC#: 801-118445

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/19/2022)

New Jersey
(2/16/2022)

New York
(2/16/2022)

IAR

New York
(1/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/16/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/21/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/2/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CARDEA CAPITAL ADVISORS, LLC

CRD#: 307600 / SEC#: 801-118445

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2021 Terminated)

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Contact information

Main Address

2520 Northwinds Parkway Suite 309, Alpharetta, GA 30009

Mailing Address

Phone number

(770) 977-7779

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARDEA CAPITAL ADVISORS, LLC ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 105,752,926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gilbert H. Dunham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gilbert H Dunham Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARCH CAPITAL CORP.

BRIDGEWAY WEALTH PARTNERS, LLC

ALLIED MILLENNIAL PARTNERS, LLC

PEMIGEWASSET CAPITAL LLC

LIPPER & COMPANY, L.P.

Primary Firm SEC Registration

CARDEA CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/16/2022

Series 66

Date: 5/21/2019

Series 79TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 1/2/2019

Series 7

Date: 11/11/1998

FINRA

Current Firm

CARDEA CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARDEA CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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