Patricia A. Evans
Professional summary
Patricia Anne Evans, who also goes by Patricia A Evans, Patricia Anne Evans, Trish Evans, Patricia Anne Wagner, Trish Wagner, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 1996. Patricia has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Anne Evans's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Magellan, Covington, KY 41015April 22, 1999 - February 7, 2013
VANGUARD MARKETING CORPORATION
April 20, 1998 - April 7, 1999
GUARDIAN INVESTOR SERVICES LLC
October 10, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 10, 1996 - April 2, 1998
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2017)
(7/14/2016)
(1/7/2022)
(1/12/2021)
(1/5/2016)
(1/5/2016)
(1/12/2021)
(11/10/2020)
(1/6/2024)
(2/21/2013)
(1/6/2024)
(1/3/2020)
(2/21/2013)
(1/6/2024)
(9/27/2017)
(1/3/2020)
(1/5/2016)
(5/31/2013)
(5/31/2013)
(6/13/2013)
(1/8/2022)
(2/21/2013)
(11/23/2024)
(2/21/2013)
(1/5/2016)
(5/31/2013)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Covington, KY 41015TRUST BUT VERIFY
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