James S. Mcconnel
Professional summary
James Stewart Mcconnel, who also goes by Jamie Stewart Mcconnel, is a registered financial advisor currently at MITCHELL SINKLER & STARR located in Philadelphia, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Stewart Mcconnel's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2026 - Present
MITCHELL SINKLER & STARR
Office #1: Two Penn Center Plaza Suite 1320, Philadelphia, PA 19102September 28, 2015 - April 11, 2018
GOLDMAN SACHS & CO. LLC
September 3, 2003 - April 19, 2006
UBS SECURITIES LLC
February 23, 1998 - July 21, 1999
JPMSI
Primary Firm SEC Registration
MITCHELL SINKLER & STARR
CRD#: 106460 / SEC#: 801-8445
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2026)
Exams
Current Firm
MITCHELL SINKLER & STARR
CRD#: 106460 / SEC#: 801-8445
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 580 |
| AUM (Assets Under Management) | $ 1,771,245,020 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 08/26/2024 | ||
| 09/20/2023 |
Red Flags
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