Edward L. Armstrong
Professional summary
Edward Livingston Armstrong, who also goes by Ed Armstrong, Edward Livingston Armstrong III, Edward Armstrong, is a registered financial professional currently at REGIONS SECURITIES LLC located in Charlotte, North Carolina.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1996. Edward has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Livingston Armstrong's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2020 - Present
REGIONS SECURITIES LLC
Office #1: 615 South College Street, Charlotte, NC 28202May 1, 2019 - November 25, 2019
FIG PARTNERS, LLC
September 29, 2015 - January 20, 2020
JANNEY MONTGOMERY SCOTT LLC
June 23, 2008 - September 16, 2015
AVONDALE PARTNERS, LLC
May 2, 2005 - June 25, 2008
FERRIS, BAKER WATTS, LLC
July 1, 2003 - May 5, 2005
WELLS FARGO SECURITIES, LLC
April 5, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
November 18, 1996 - March 13, 2000
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/12/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
REGIONS SECURITIES LLC
CRD#: 159475 / SEC#: , 8-68990
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFC FINANCIAL SERVICES HOLDING LLC | PARENT | |
| AMIN, RITVIG NIPENDRA | CHAIRMAN OF THE BOARD & DIRECTOR | 2901218 |
| GIARDINO, NEIL | CEO, PRESIDENT AND DIRECTOR | 2428962 |
| HOLLOWAY, GLENN CHRISTOPHER | FINOP, CFO, PFO, POO & DIRECTOR | 4566759 |
| MAGGIORE, JILL WRIGHT | CHIEF COMPLIANCE OFFICER & DIRECTOR | 1001068 |
| MAXWELL, JASON MATTHEW | CHIEF LEGAL OFFICER & DIRECTOR | 5997125 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
