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JH

Jamie Halegoua

AVATAR SECURITIES
New York, NY 10016
Some features on this profile are disabled
CRD#: 2799114
JH

Professional summary

Jamie Halegoua, who also goes by Jamie Adam Halegoua, is a registered financial professional currently at AVATAR SECURITIES, LLC located in New York, New York.

Jamie is registered as a RR (Registered Representative) and started their career in finance in 1997. Jamie has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jamie Adam Halegoua

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jamie Halegoua's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 26, 2025 - Present

AVATAR SECURITIES, LLC

Office #1: 148 Madison Ave 5th Floor, New York, NY 10016
BD
CRD#: 147763
New York, NY
Past

January 12, 2011 - February 29, 2012

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

December 10, 2009 - August 4, 2010

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

July 2, 2009 - September 15, 2009

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

March 20, 2008 - May 4, 2009

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

January 22, 2003 - March 6, 2008

GOLDSMITH & HARRIS INCORPORATED

BD
CRD#: 13997
NEW YORK, NY
Past

October 29, 1997 - August 13, 1998

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/23/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/26/2025
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 11/26/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/16/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/28/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq PHLX LLC

Current Firm

AS
AVATAR SECURITIES, LLC
AVATAR SECURITIES, LLC

CRD#: 147763 / SEC#: , 8-67932

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
148 Madison Ave 5th Floor, New York, NY 10016
Mailing Address
148 Madison Ave 5th Floor, New York, NY 10016
Phone number
(212) 217-2800
Established
Delaware since 05/14/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AVATAR TRADING GROUP, LLCHOLDING CO.
DEETER, MISHA BODHIMEMBER5132163
BROWSKI, ANDREW CHARLESCHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER5778834
HOLLAND, RAYMOND FCO-MANAGING MEMBER5509397
KATHWARI, OMAR FAROOQCO-MANAGING MEMBER5509343
SLOAN NOWAK, JACQUELINE LEEFINOP/PRINCIPAL FINANCIAL OFFICER2717305

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVATAR SECURITIES, LLC

CRD#: 147763New York, NY 10016

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