Christopher Patrick Bertoldo
Professional Summary
Christopher Patrick Bertoldo, who also goes by Christopher P Bertoldo, is a registered financial advisor currently at BAY CREST PARTNERS, LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher P Bertoldo
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AFC PARTNERS, LLC | BAY CREST PARTNERS, LLC
Contact Information
Main Address
40 Wall Street 42nd Floor, New York, NY 10005Mailing Address
40 Wall Street 42nd Floor, New York, NY 10005Phone Number
(212) 480-1400Established
New York since 12/20/1994Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/5/2015)
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(10/5/2015)
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(10/5/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 1999SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Patrick Bertoldo's CRS (Customer Relationship Summary).
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