William Peter Mulligan Jr.
Professional Summary
William Peter Mulligan JR., who also goes by William Peter Mulligan Jr, is a registered financial advisor currently at BAY CREST PARTNERS, LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 1988. William has worked at 4 firms and has passed the Series 57TO, SIE, Series 55, Series 7, Series 25, Series 10 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Peter Mulligan Jr
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
AFC PARTNERS, LLC | BAY CREST PARTNERS, LLC
Contact Information
Main Address
40 Wall Street 42nd Floor, New York, NY 10005Mailing Address
40 Wall Street 42nd Floor, New York, NY 10005Phone Number
(212) 480-1400Established
New York since 12/20/1994Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/30/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2007Series 25 — NYSE Trading Assistant Examination
Passed Mar 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Peter Mulligan JR.'s CRS (Customer Relationship Summary).
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