Thomas B. Maher

HILTON CAPITAL MANAGEMENT

Garden City, NY 11530

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CRD#: 2794302

Professional summary

Thomas Barry Maher, who also goes by Thomas Maher, is a registered financial advisor currently at HILTON CAPITAL MANAGEMENT, LLC located in Garden City, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Maher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

portfolio manager for affiliate Hilton Capital Management, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Barry Maher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2019 - Present

HILTON CAPITAL MANAGEMENT, LLC

Office #1: 1010 Franklin Avenue, Garden City, NY 11530

RIA

CRD#: 116357

Garden City, NY

Past

January 24, 2019 - November 3, 2023

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

September 26, 2005 - January 2, 2019

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

July 1, 2005 - January 2, 2019

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HILTON CAPITAL MANAGEMENT, LLC

CRD#: 116357 / SEC#: 801-60776

RIA

Registered Investment Advisory firm - (1/2/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/24/2019)

IAR

Florida
(3/7/2019)

IAR

Nevada
(2/11/2019)

IAR

New Jersey
(1/29/2019)

IAR

New York
(5/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2005

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 8/22/1996

Non-Member General Securities Examination

Current Firm

HILTON CAPITAL MANAGEMENT, LLC

CRD#: 116357 / SEC#: 801-60776

RIA

Registered Investment Advisory firm - (1/2/2002 Approved)

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Contact information

Main Address

1010 Franklin Avenue, Garden City, NY 11530

Mailing Address

Phone number

(516) 693-5380

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 - ADV-2A (3/29/2025)

Regulatory assets under management

Total Number of Accounts	1,288
AUM (Assets Under Management)	$ 2,931,323,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas B. Maher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Barry Maher's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAFFERTY CAPITAL MARKETS, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

Primary Firm SEC Registration

HILTON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2005

SIE

Date: 10/1/2018

Series 7

Date: 6/30/2005

Series 2

Date: 8/22/1996

Current Firm

HILTON CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HILTON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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