Frank J. Malara
Professional summary
Frank Joseph Malara is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1998. Frank has worked at 6 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Joseph Malara's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2023 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094December 5, 2000 - February 26, 2001
SECURITIES AMERICA, INC.
April 6, 1999 - September 10, 1999
DREYFUS BROKERAGE SERVICES, INC.
September 11, 1998 - February 23, 1999
NATIONAL CLEARING CORP.
July 17, 1998 - August 5, 1998
AUERBACH, POLLAK & RICHARDSON INC.
May 15, 1998 - June 8, 1998
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2023)
(8/8/2023)
Exams
Series 82TO
Date: 6/14/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
