Benedetto A. Falcone

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT

PRINCETON, NJ

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CRD#: 2793008

Professional summary

Benedetto A Falcone, who also goes by Benedetto Anthony Falcone Jr, Benedetto Falcone, is a registered financial advisor currently at KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC located in Princeton, New Jersey and VP DISTRIBUTORS LLC located in Los Angeles, California.

Benedetto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Benedetto has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benedetto Anthony Falcone Jr | Benedetto Falcone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benedetto A Falcone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2023 - Present

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 104599

PRINCETON, NJ

Current

October 11, 2023 - Present

VP DISTRIBUTORS LLC

Office #1: 2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067

CRD#: 3036

Los Angeles, CA

Past

July 9, 2015 - September 27, 2023

SMEAD FUNDS DISTRIBUTORS, LLC

CRD#: 173734

NEW YORK, NY

Past

June 21, 2012 - December 31, 2013

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

WEST CONSHOHOCKEN, PA

Past

June 1, 2010 - October 5, 2010

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

WEST CONSHOHOCKEN, PA

Past

April 23, 2008 - June 1, 2010

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

WEST CONSHOHOCKEN, PA

Past

August 30, 1996 - October 12, 2006

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA

Registered Investment Advisory firm - (5/22/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/11/2023)

IAR

California
(10/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/29/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA

Registered Investment Advisory firm - (5/22/1985 Approved)

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Contact information

Main Address

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 556-2721

Established

Firm type

Fiscal year end

# of Employees

119

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAR ADV PART 2A 3/26/2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	27,435
AUM (Assets Under Management)	$ 45,493,862,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benedetto A. Falcone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benedetto A Falcone's CRS (Customer Relationship Summary).

Certified licenses

Experience

VP DISTRIBUTORS LLC

SMEAD FUNDS DISTRIBUTORS, LLC

OLD MUTUAL INVESTMENT PARTNERS

INVESCO DISTRIBUTORS, INC.

MORGAN STANLEY DISTRIBUTION, INC.

FAM DISTRIBUTORS, INC.

Primary Firm SEC Registration

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/1998

Series 63

Date: 6/2/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/8/1997

Series 6

Date: 8/29/1996

FINRA

Current Firm

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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