JD
Joseph D. Dumontier
TRUIST ADVISORY SERVICES
BIRMINGHAM, AL 35223
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CRD#: 2789491
JD
Professional summary
Joseph D Dumontier, who also goes by Joey D Dumontier, Joseph Davis Dumontier, Joey D Dumontiez, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Birmingham, Alabama and TRUIST INVESTMENT SERVICES, INC. located in Birmingham, Alabama.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joey D Dumontier | Joseph Davis Dumontier | Joey D Dumontiez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BIRMINGHAM ZOO POSITION: Volunteer NATURE: The Birmingham Zoo is responsible for animal care,education, conservation,research, and outreach INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 2360 Cahaba Rd, Birmingham AL 35223 EXECUTOR OF DAVID DUMONTIER'S ESTATE POSITION: Executor NATURE: my uncle has asked me if when he passes if I can act of Executor of his estate. This would help dispose of a few properties and get the assets in position to be distributed to his two children per his directions in his will. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 255 Gilley Rd, Carrollton GA 30116
CRS (Client Relationship Summary) - RIA
Click below to view Joseph D Dumontier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2501 20th Place S Ste 101, Birmingham, AL 35223RIA
CRD#: 283390
BIRMINGHAM, AL
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2501 20th Pl S Ste 101, Birmingham, AL 35223BD
CRD#: 17499
Birmingham, AL
Past
April 5, 2019 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
April 5, 2019 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
April 9, 2008 - April 8, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BIRMINGHAM, AL
Past
April 9, 2008 - April 8, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BIRMINGHAM, AL
Past
October 14, 2005 - March 28, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BIRMINGHAM, AL
Past
October 14, 2005 - March 28, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BIRMINGHAM, AL
Past
September 14, 2001 - October 24, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BIRMINGHAM, AL
Past
October 5, 2000 - October 24, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
IAR
Alabama(2/17/2021)
RR
Arkansas(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
District of Columbia(5/6/2024)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(2/17/2021)
RR
Illinois(2/17/2021)
RR
Indiana(7/15/2021)
RR
Kansas(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(2/17/2021)
IAR
Louisiana(4/14/2021)
RR
Maryland(2/17/2021)
RR
Massachusetts(7/9/2021)
RR
Michigan(11/10/2025)
RR
Minnesota(6/13/2025)
RR
Mississippi(2/17/2021)
RR
Missouri(10/3/2022)
RR
Montana(2/17/2021)
RR
Nebraska(7/30/2024)
RR
Nevada(2/17/2021)
RR
New Hampshire(7/9/2021)
RR
New Jersey(2/17/2021)
RR
New Mexico(2/17/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oklahoma(8/30/2023)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(1/18/2023)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/13/2021)
RR
Utah(3/28/2023)
RR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
West Virginia(12/19/2022)
RR
Wisconsin(2/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Birmingham, AL 35223TRUST BUT VERIFY
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