Michael J. Misantone
Professional summary
Michael James Misantone is a registered financial professional currently at KIPPSDESANTO & COMPANY located in Mclean, Virginia.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Misantone's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2008 - Present
KIPPSDESANTO & COMPANY
Office #1: 1675 Capital One Dr. Suite 1200, Mclean, VA 22102June 19, 2006 - July 14, 2008
WELLS FARGO SECURITIES, LLC
February 5, 2004 - May 19, 2006
JEFFERIES LLC
May 21, 2002 - April 16, 2004
QUARTERDECK INVESTMENT PARTNERS, LLC
October 2, 2001 - April 11, 2002
CREDIT SUISSE SECURITIES (USA) LLC
August 13, 1996 - August 11, 1998
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2008)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KIPPSDESANTO & COMPANY
CRD#: 45763 / SEC#: , 8-51183
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
