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Michael James Misantone

KIPPSDESANTO & COMPANY
McLean, VA
·CRD# 2782383·27 years registered

Professional Summary

Michael James Misantone is a registered financial advisor currently at KIPPSDESANTO & COMPANY located in Mclean, Virginia. Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years registered in the securities industry

Current & Past Employments

Current

KIPPSDESANTO & COMPANYCurrent·CRD# 45763
BD
1675 Capital One Dr. Suite 1200, Mclean, VA 22102
August 20, 2008 - Present

Past

WELLS FARGO SECURITIES, LLCPast·CRD# 126292
BD
Charlotte, NC
June 19, 2006 - July 14, 2008
JEFFERIES LLCPast·CRD# 2347
BD
Washington, DC
February 5, 2004 - May 19, 2006
QUARTERDECK INVESTMENT PARTNERS, LLCPast·CRD# 109682
BD
Los Angeles, CA
May 21, 2002 - April 16, 2004
CREDIT SUISSE SECURITIES (USA) LLCPast·CRD# 816
BD
New York, NY
October 2, 2001 - April 11, 2002
GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
New York, NY
August 13, 1996 - August 11, 1998

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Current Firm

K&
KIPPSDESANTO & COMPANY

BANYAN CAPITAL MARKETS, LLC | KIPPSDESANTO & COMPANY | COLONIAL CAPITAL PARTNERS, LLC | BANYAN INVESTMENT ADVISORS, INC.

CRD#: 45763 / SEC#: 8-51183
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1675 Capital One Dr. Suite 1200, Mclean, VA 22102

Mailing Address

1675 Capital One Dr. Suite 1200, Mclean, VA 22102

Phone Number

(703) 442-1400

Established

Virginia since 12/31/2007

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SHAREHOLDER—
DESANTO, KEVIN PHILIPPRESIDENT4912789
HALPRIN, GABRIELLE BAILLEUXCHIEF FINANCIAL OFFICER/FINOP5087341
MULLIGAN, ROBERTCHIEF COMPLIANCE OFFICER1584973
ROER, PATRICIA LANGDIRECTOR3157205
TULIP, STEVEN ANDREWDIRECTOR2540149

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Virginia
(8/20/2008)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2002About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2018About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael James Misantone's CRS (Customer Relationship Summary).

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