Kendrick W. Mattox

SCS CAPITAL MANAGEMENT LLC

Charlotte, NC 28202

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CRD#: 2779141

Professional summary

Kendrick Ware Mattox III, who also goes by Kendrick Ware Mattox, is a registered financial advisor currently at SCS CAPITAL MANAGEMENT LLC located in Charlotte, North Carolina.

Kendrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kendrick has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 30 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kendrick Ware Mattox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Fletcher School, board member, ADD, 1-5 hours, 1-5 hours. Pat's Place, Restaurant, board member, ADD, 1-5 hours, 1-5 hours. Charlotte Country Club, Golf Club, Finance Committee, 1-5 hours, 1-5 hours. All based in Charlotte, NC and businesses non-investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendrick Ware Mattox III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2025 - Present

SCS CAPITAL MANAGEMENT LLC

Office #1: 200 S. College St Suite 1520, Charlotte, NC 28202

RIA

CRD#: 122258

Charlotte, NC

Past

August 16, 2018 - February 6, 2025

EDGE CAPITAL GROUP, LLC

RIA

CRD#: 297596

Charlotte, NC

Past

August 22, 2011 - August 16, 2018

EDGE ADVISORS, LLC

RIA

CRD#: 142261

Charlotte, NC

Past

August 19, 2011 - December 31, 2017

EHCP CORPORATE FINANCE, LLC

CRD#: 144134

CHARLOTTE, NC

Past

May 3, 2006 - August 22, 2011

CAROLINAS INVESTMENT CONSULTING LLC

RIA

CRD#: 104379

CHARLOTTE, NC

Past

June 14, 2001 - August 22, 2011

CAROLINAS INVESTMENT CONSULTING LLC

CRD#: 104379

CHARLOTTE, NC

Past

July 29, 1996 - September 24, 1998

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCS CAPITAL MANAGEMENT LLC

CRD#: 122258 / SEC#: 801-61448

RIA

Registered Investment Advisory firm - (9/6/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/8/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/13/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 8/16/2018

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 5/7/2003

Registered Options Principal Examination

Current Firm

SCS CAPITAL MANAGEMENT LLC

CRD#: 122258 / SEC#: 801-61448

RIA

Registered Investment Advisory firm - (9/6/2002 Approved)

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Contact information

Main Address

888 Boylston Street Suite 1010, Boston, MA 02199

Mailing Address

Phone number

(617) 204-6400

Established

Firm type

Fiscal year end

# of Employees

210

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - SCS CAPITAL MANAGEMENT LLC - MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	722
AUM (Assets Under Management)	$ 43,134,668,533

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/10/2025	Cover Page	Report
04/16/2025	Cover Page	Report
11/26/2024	Cover Page	Report
01/02/2024	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kendrick W. Mattox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendrick Ware Mattox III's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDGE CAPITAL GROUP, LLC

EDGE ADVISORS, LLC

EHCP CORPORATE FINANCE, LLC

CAROLINAS INVESTMENT CONSULTING LLC

CAROLINAS INVESTMENT CONSULTING LLC

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SCS CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2001

Series 63

Date: 6/19/2001

SIE

Date: 12/31/2017

Series 3

Date: 3/8/2012

Series 7

Date: 6/13/2001

Series 30

Date: 8/16/2018

Series 4

Date: 5/7/2003

Current Firm

SCS CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SCS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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