Justin Herger
Professional summary
Justin Herger, who also goes by Justin Courtney Herger, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.
Justin is registered as a RR (Registered Representative) and started their career in finance in 1996. Justin has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Justin Herger's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2008 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902January 2, 2024 - August 6, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
November 5, 2020 - July 7, 2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
November 5, 2020 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
October 27, 2020 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 2, 2007 - February 7, 2008
MORGAN STANLEY & CO. LLC
June 7, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
August 25, 2000 - March 26, 2001
CUNA BROKERAGE SERVICES, INC.
October 14, 1997 - June 28, 2000
LEGG MASON WOOD WALKER, INCORPORATED
July 29, 1996 - August 25, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2008)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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