Robert C. Sykes
Professional summary
Robert Christopher Sykes, who also goes by Rob Christopher Sykes, is a registered financial professional currently at ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Christopher Sykes's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2017 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202April 2, 2013 - January 30, 2017
ALLY SECURITIES LLC
September 17, 2008 - April 22, 2009
BANC OF AMERICA SECURITIES LLC
July 30, 1996 - April 17, 1997
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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