William G. Wilk

OSAIC WEALTH

Devon, PA 19333

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CRD#: 2775960

Professional summary

William Gordon Wilk, CLU®, who also goes by William G Wilk, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Devon, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. William has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William G Wilk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RENTAL PROPERTY OWNER/LANDORD. START DATE 2001. 30 MINUTES MONTHLY . 8201 BON AIR RD,PARKSVILLE MD 21234..... 2. INSURANCE BROKER: HEALTH AND GROUP BENEFITS 208 OLD LANCASTER RD. DEVON, PA 19333 START DATE 1/1/1996, APPROX 1 HR MO AND 1 HR DURING TRADING HOURS 3. BALA FINANCIAL GROUP POSITION: CFO NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2001 ADDRESS: 208 Old Lancaster Rd., Devon PA 19333, United States DESCRIPTION: Sales/ Marketing of insurance and investment products, Oversee Payroll, Pay Firm Expenses, Reconcile firm books, Help manage the office, Review Paperwork 4. RENTAL PROPERTY POSITION: Owner NATURE: Personal Ownership of Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2025 ADDRESS: 14409 Lighthouse Ave, Unit 6, Ocean City MD 21842, United States DESCRIPTION: Rental Property Owner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Gordon Wilk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view William Gordon Wilk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: Bala Financial Group 208 Old Lancaster Road, Devon, PA 19333

RIA

CRD#: 23131

Devon, PA

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: Bala Financial Group 208 Old Lancaster Road, Devon, PA 19333

RIA

CRD#: 23131

Devon, PA

Past

May 15, 2012 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

DEVON, PA

Past

August 7, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

August 7, 1996 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

DEVON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/22/2019)

California
(11/15/2018)

Colorado
(8/30/2021)

Connecticut
(4/15/2019)

Delaware
(11/2/2018)

District of Columbia
(11/2/2018)

Florida
(11/2/2018)

Georgia
(4/26/2021)

Idaho
(3/3/2025)

Indiana
(8/1/2019)

IAR

Indiana
(5/20/2021)

Louisiana
(2/21/2019)

Maine
(2/21/2019)

Maryland
(11/2/2018)

IAR

Maryland
(11/3/2022)

Massachusetts
(10/1/2019)

Minnesota
(6/21/2023)

New Hampshire
(2/12/2019)

New Jersey
(11/2/2018)

New York
(8/16/2021)

North Carolina
(11/2/2018)

Ohio
(8/31/2021)

Oklahoma
(8/30/2021)

Pennsylvania
(11/2/2018)

IAR

Pennsylvania
(11/2/2018)

South Carolina
(2/12/2019)

Texas
(7/6/2020)

Virginia
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/20/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/6/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William G. Wilk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Gordon Wilk's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view William Gordon Wilk's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2012

Series 63

Date: 11/4/1996

Series 7TO

Date: 10/20/2020

SIE

Date: 10/1/2018

Series 6

Date: 8/6/1996

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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