SH
Stephen M. Holloman
TRUIST ADVISORY SERVICES
RALEIGH, NC 27601
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CRD#: 2774627
SH
Professional summary
Stephen Milton Holloman, who also goes by Stephen Holloman, Steve Milton Holloman, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Raleigh, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Raleigh, North Carolina.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Holloman | Steve Milton Holloman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NA/INDIVIDUAL OWNER POSITION: Owner NATURE: Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: Winterville NC, United States DESCRIPTION: I manage the property, to include collecting rents, paying expenses, dealing with the tenant, etc. NA/INDIVIDUAL OWNER POSITION: Owner NATURE: Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2020 ADDRESS: Winterville NC, United States DESCRIPTION: I manage the property, to include collecting rents, paying expenses dealing with the tenant, etc. NA/INDIVIDUAL OWNER POSITION: Owner NATURE: Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: Greenville NC, United States DESCRIPTION: I manage the property, to include collecting rents, paying expenses, dealing with the tenant, etc. PERSONAL NAME POSITION: Individual owner NATURE: I am considering buying more rental homes similar to what I have currently disclosed. I do not have any under contract at this time and want to make sure i can get them approved before I were to go under contract and run the risk of having to void my contract. Any new properties would be owned in my individual name, along with my spouse, as the current properties. Date below of 2/1/22 is only projected date depending on when i were to find properties INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: Greenville NC, United States DESCRIPTION: Managing the properties, collecting rent, paying bills, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Milton Holloman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 434 Fayetteville St Fl 4, Raleigh, NC 27601RIA
CRD#: 283390
RALEIGH, NC
Current
August 2, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 434 Fayetteville St Fl 4, Raleigh, NC 27601BD
CRD#: 17499
Raleigh, NC
Past
May 6, 2009 - August 3, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CARY, NC
Past
November 27, 2007 - August 3, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CARY, NC
Past
October 1, 2000 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
October 8, 1996 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/16/2021)
RR
Georgia(8/13/2021)
RR
Massachusetts(8/3/2021)
RR
North Carolina(8/4/2021)
IAR
North Carolina(8/12/2021)
RR
Texas(8/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Raleigh, NC 27601TRUST BUT VERIFY
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