PW
Polly M. Watson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
LEESBURG, FL 34748
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CRD#: 2774469
PW
Professional summary
Polly M Watson, who also goes by Polly M Martin, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Leesburg, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Leesburg, Florida.
Polly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Polly has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Polly M Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. THOMAS A NEWMAN & ASSOCIATES PA, 2100 CITRUS BLVD, LEESBURG, FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 05/25/83, INV REL, PRESIDENT, 20 HR/WK- 4/TRADING HR. 2.POLLY WATSON, 2336 MYER AVE, LEESBURG, FL, RENTAL PROPERTY OWNER, LANDLORD 2/13/2017. NIR - 12/YR - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 10/TRADING. 09/17/14. 4.SUNSHINE FOUNDATION, 10320 JOANIES RUN, LEESBURG, FL, 5/01/2018 AS SECRETARY. NIR - 2/MO - 0/TRADING. 5.LAKE UNITY NEIGHBORS, LAKE UNITY NURSERY RD, FRUITLAND PARK, FL, 4/01/2018 AS SECRETARY. NIR - 4/YR - 0/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Polly M Watson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2100 Citrus Blvd, Leesburg, FL 34748RIA
CRD#: 134139
LEESBURG, FL
Current
September 8, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2100 Citrus Blvd, Leesburg, FL 34748BD
CRD#: 39543
LEESBURG, FL
Past
April 21, 2010 - September 11, 2014
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
LEESBURG, FL
Past
April 14, 2010 - September 11, 2014
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
LEESBURG, FL
Past
September 8, 2009 - April 16, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEESBURG, FL
Past
September 8, 2009 - April 16, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
LEESBURG, FL
Past
October 18, 2007 - September 30, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
LEESBURG, FL
Past
January 31, 2005 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
LEESBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/7/2019)
RR
California(1/2/2024)
RR
Connecticut(10/22/2024)
RR
Florida(9/8/2014)
IAR
Florida(9/17/2014)
RR
Georgia(8/20/2020)
RR
Indiana(1/3/2023)
RR
Michigan(6/29/2017)
RR
New York(1/3/2023)
RR
Ohio(9/8/2014)
RR
Pennsylvania(9/8/2014)
RR
Virginia(9/8/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
