Christopher V. Angioletti
Professional summary
Christopher Vincent Angioletti is a registered financial professional currently at ROTHSCHILD & CO REDBURN located in New York, New York and ROTHSCHILD & CO US INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Vincent Angioletti's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2010 - Present
ROTHSCHILD & CO REDBURN
Office #1: 461 Fifth Avenue 15th Floor, New York, NY 10017November 3, 2023 - Present
ROTHSCHILD & CO US INC.
Office #1: 1251 Avenue Of The Americas, New York, NY 10020April 24, 2000 - January 22, 2004
NICHOLAS-APPLEGATE SECURITIES LLC
January 14, 2000 - January 22, 2004
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
August 14, 1997 - November 17, 1998
VOLPE BROWN WHELAN & COMPANY, LLC
November 26, 1996 - May 23, 1997
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2010)
(9/7/2023)
(4/14/2010)
(3/27/2019)
(8/31/2018)
Exams
FINRA
Investors' Exchange LLC
Current Firm
ROTHSCHILD & CO US INC.
CRD#: 2910 / SEC#: , 8-13852
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHSCHILD & CO NORTH AMERICA INC. | DIRECT SHAREHOLDER | |
| CARROLL, JOHN MURRAY | DIRECTOR | 2605675 |
| FELDMAN, TRACY J | DIRECTOR | 2575503 |
| LONDON, FRANK STEVEN | CHIEF COMPLIANCE OFFICER | 5861920 |
| NEISSA, JAMES MANUEL | DIRECTOR | 2142240 |
| SCHACKERT, CHRISTA MARY | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINANCIAL OPERATIONS PRINCIPAL & CONTROLLER | 4219093 |
| SPELLER, MICHAEL CHARLES | CHIEF EXECUTIVE OFFICER (FOR REGULATORY AND COMPLIANCE PURPOSES), PARTNER AND DIRECTOR | 3105214 |
Disclosures
| Regulatory Event | 1 |
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