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GB

Glenis Burgos

GALICIA CAPITAL US
Miami, FL 33131
CRD#: 2772702
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GB
Glenis BurgosGALICIA CAPITAL US

Professional summary

Glenis Burgos, who also goes by Glenis Carmen Burgos, is a registered financial professional currently at GALICIA CAPITAL US, LLC located in Miami, Florida.

Glenis is registered as a RR (Registered Representative) and started their career in finance in 1996. Glenis has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 25, Series 55, Series 7, Series 4, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Glenis Carmen Burgos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Glenis Burgos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2026 - Present

GALICIA CAPITAL US, LLC

Office #1: 1395 Brickell Ave Suite 950, Miami, FL 33131
BD
CRD#: 329157
Miami, FL
Past

October 31, 2022 - January 9, 2026

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 7, 2013 - June 6, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

October 25, 2012 - February 1, 2013

MORGAN STANLEY

BD
CRD#: 149777
MIAMI, FL
Past

October 15, 2008 - November 6, 2012

ATLAS ONE FINANCIAL GROUP, LLC

BD
CRD#: 124057
MIAMI, FL
Past

July 31, 2008 - October 15, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MIAMI, FL
Past

June 30, 2008 - October 15, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

May 14, 2008 - June 5, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
MIAMI, FL
Past

July 7, 2006 - May 6, 2008

ATLAS ONE FINANCIAL GROUP, LLC

BD
CRD#: 124057
MIAMI, FL
Past

March 21, 2003 - June 30, 2006

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
DORAL, FL
Past

February 18, 2003 - March 4, 2003

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

November 24, 2000 - March 21, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

September 12, 2000 - December 5, 2000

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
OMAHA, NE
Past

July 23, 1996 - July 21, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/29/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/8/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 25
Date: 11/9/1999
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 55
Date: 2/1/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/19/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/19/2010
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/16/2009
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/2/2008
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GALICIA CAPITAL US, LLC
GALICIA CAPITAL US, LLC

CRD#: 329157 / SEC#: , 8-71205

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1395 Brickell Ave Suite 950, Miami, FL 33131
Mailing Address
1395 Brickell Ave Suite 950, Miami, FL 33131
Phone number
(786) 840-4830
Established
Florida since 10/23/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALICIA HOLDINGS US, INC.MEMBER
ATTANASIO, ELIZABETH MARIEFINOP5325007
EXPOSITO, ADRIAN NMNGENERAL SUPERVISORY PRINCIPAL5791518
GENDLER, GABRIEL ENRIQUECHIEF COMPLIANCE OFFICER4754607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALICIA CAPITAL US, LLC

CRD#: 329157Miami, FL 33131

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