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John Edward Christmas

HPS SECURITIES
NEW YORK, NY
·CRD# 2772276·30 years experience

Professional Summary

John Edward Christmas is a registered financial advisor currently at HPS SECURITIES, LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 10 firms and has passed the Series 63, Series 99TO, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

HPS SECURITIES, LLC·CRD# 319197
BD
40 West 57th Street 33rd Floor, New York, NY 10019
April 11, 2023 - Present
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
August 18, 2010 - February 28, 2018
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
New York, NY
October 21, 2008 - February 8, 2010
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
May 1, 2008 - October 20, 2008
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 14, 2008 - March 10, 2008
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
September 14, 2006 - January 14, 2008
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 1, 2001 - July 25, 2006
JPMSI·CRD# 15733
BD
New York, NY
September 25, 2000 - May 1, 2001
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Arlington, VA
November 11, 1997 - August 31, 2000
ICAPITAL MARKETS LLC·CRD# 5209
BD
Omaha, NE
February 5, 1997 - June 18, 1997

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Current Firm

HS
HPS SECURITIES, LLC

HPS SECURITIES, LLC

CRD#: 319197 / SEC#: 8-70910
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

40 West 57th Street 33rd Floor, New York, NY 10019

Mailing Address

40 West 57th Street 33rd Floor, New York, NY 10019

Phone Number

(212) 287-6767

Established

Delaware since 02/07/2022

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HPS GROUP HOLDINGS II, LLCSOLE MEMBER—
CHRISTMAS, JOHN EDWARDPRESIDENT2772276
STAMOVA, ILINA SFINANCIAL AND OPERATIONS PRINCIPAL5500851
VIRGILIO, JOSEPH JAMESCHIEF COMPLIANCE OFFICER2041281

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/12/2023)
RR
Alaska
(6/2/2023)
RR
Arizona
(6/14/2023)
RR
Arkansas
(6/14/2023)
RR
California
(6/9/2023)
RR
Colorado
(5/11/2023)
RR
Connecticut
(6/12/2023)
RR
Delaware
(6/2/2023)
RR
District of Columbia
(6/16/2023)
RR
Florida
(7/28/2023)
RR
Georgia
(6/12/2023)
RR
Hawaii
(6/9/2023)
RR
Idaho
(5/5/2023)
RR
Illinois
(6/15/2023)
RR
Indiana
(7/13/2023)
RR
Iowa
(6/2/2023)
RR
Kansas
(6/2/2023)
RR
Kentucky
(6/2/2023)
RR
Louisiana
(5/2/2023)
RR
Maine
(6/8/2023)
RR
Maryland
(6/13/2023)
RR
Massachusetts
(6/14/2023)
RR
Michigan
(6/2/2023)
RR
Minnesota
(11/14/2023)
RR
Mississippi
(6/2/2023)
RR
Missouri
(6/30/2023)
RR
Montana
(6/2/2023)
RR
Nebraska
(6/8/2023)
RR
Nevada
(6/13/2023)
RR
New Hampshire
(6/13/2023)
RR
New Jersey
(6/13/2023)
RR
New Mexico
(6/5/2023)
RR
New York
(6/2/2023)
RR
North Carolina
(6/15/2023)
RR
North Dakota
(6/2/2023)
RR
Ohio
(6/5/2023)
RR
Oklahoma
(6/2/2023)
RR
Oregon
(6/2/2023)
RR
Pennsylvania
(6/2/2023)
RR
Puerto Rico
(10/13/2023)
RR
Rhode Island
(6/2/2023)
RR
South Carolina
(6/2/2023)
RR
South Dakota
(6/13/2023)
RR
Tennessee
(6/23/2023)
RR
Texas
(6/14/2023)
RR
Utah
(6/2/2023)
RR
Vermont
(6/9/2023)
RR
Virgin Islands
(10/26/2023)
RR
Virginia
(6/13/2023)
RR
Washington
(6/9/2023)
RR
West Virginia
(6/2/2023)
RR
Wisconsin
(6/2/2023)
RR
Wyoming
(6/2/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2023About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Apr 2023About the Series 99TO exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Edward Christmas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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