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DD

Douglas Dikijian

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
Philadelphia, PA 19106
Some features on this profile are disabled
CRD#: 2770181
DD

Professional summary

Douglas Dikijian is a registered financial advisor currently at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST located in Philadelphia, Pennsylvania and DELAWARE DISTRIBUTORS, L.P. located in Yardley, Pennsylvania.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Douglas has worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Dikijian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2026 - Present

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

Office #1: 610 Market Street, Philadelphia, PA 19106
RIA
CRD#: 105390
Philadelphia, PA
Current

September 15, 2025 - Present

DELAWARE DISTRIBUTORS, L.P.

Office #2: 610 Market St 100 Independence, Philadelphia, PA 19106
BD
CRD#: 14232
Yardley, PA
Past

October 9, 2023 - June 24, 2025

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
PRINCETON, NJ
Past

June 1, 2009 - October 2, 2023

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

January 5, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 15, 2002 - November 28, 2005

UBS INTERNATIONAL INC.

BD
CRD#: 107726
NEW YORK, NY
Past

December 12, 2001 - May 7, 2002

UST SECURITIES CORP.

BD
CRD#: 13906
STAMFORD, CT
Past

May 19, 1999 - October 19, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

June 8, 1998 - May 7, 1999

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
CPG FUND ADVISERS | VANTAGE INVESTMENT ADVISERS | NOMURA INVESTMENTS FUND ADVISERS | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | NOMURA INVESTMENT MANAGEMENT ADVISERS | NOMURA ALTERNATIVE STRATEGIES | MACQUARIE PRIVATE FUND ADVISERS | MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | MACQUARIE ASSET ADVISERS | DELAWARE MANAGEMENT COMPANY | DELAWARE MANAGEMENT BUSINESS TRUST | DELAWARE LINCOLN INVESTMENT ADVISERS | DELAWARE LINCOLN CASH MANAGEMENT | DELAWARE CAPITAL MANAGEMENT

CRD#: 105390 / SEC#: 801-32108

RIA
Registered Investment Advisory firm - (5/31/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(9/15/2025)
IAR
Pennsylvania
(1/7/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/7/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/17/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/5/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/3/2019
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/5/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/5/2000
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/2/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NI
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
CPG FUND ADVISERS | VANTAGE INVESTMENT ADVISERS | NOMURA INVESTMENTS FUND ADVISERS | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | NOMURA INVESTMENT MANAGEMENT ADVISERS | NOMURA ALTERNATIVE STRATEGIES | MACQUARIE PRIVATE FUND ADVISERS | MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | MACQUARIE ASSET ADVISERS | DELAWARE MANAGEMENT COMPANY | DELAWARE MANAGEMENT BUSINESS TRUST | DELAWARE LINCOLN INVESTMENT ADVISERS | DELAWARE LINCOLN CASH MANAGEMENT | DELAWARE CAPITAL MANAGEMENT

CRD#: 105390 / SEC#: 801-32108

RIA
Registered Investment Advisory firm - (5/31/1988 Approved)
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Contact information

Main Address
610 Market Street, Philadelphia, PA 19106
Mailing Address
Phone number
(215) 255-2300
Established
Firm type
Fiscal year end
# of Employees
598

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST FORM ADV-PART 2A BROCHURE (12/22/2025)

Regulatory assets under management

Total Number of Accounts317
AUM (Assets Under Management)$ 164,320,917,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390Philadelphia, PA 19106

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