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JM

John R Morrison

CRD# 2768859·Registered 2006 - 2018
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John R Morrison, who also goes by Juan Raul Morrison, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2006 - 2018. John had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Juan Raul Morrison

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

Past

DRAKE STAR SECURITIES LLCPast·CRD# 131338
BD
West Palm Beach, FL
January 3, 2014 - December 14, 2018
CEA ATLANTIC ADVISORS, LLCPast·CRD# 127146
BD
Tampa, FL
November 4, 2009 - August 7, 2012
MCGLADREY CAPITAL MARKETS, LLCPast·CRD# 47639
BD
New York, NY
July 14, 2006 - May 1, 2008

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Current Firm

DS
DRAKE STAR SECURITIES LLC

DRAKE STAR SECURITIES LLC | RCG, LLC

CRD#: 131338 / SEC#: 8-66448
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2054 Vista Parkway Suite 400, West Palm Beach, FL 33411

Mailing Address

2054 Vista Parkway Suite 400, West Palm Beach, FL 33411

Phone Number

(212) 508-7111

Established

New York since 01/15/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DRAKE STAR HOLDINGS LLCSOLE MEMBER—
BEDROSIAN, GREGORY RONALDCEO2279671
JOHNSON, MATTHEW HORTONMANAGING PARTNER2179618
JOHNSON, NATHAN RAYMONDMANAGING PARTNER4192478
RYAN, KIMBERLY ANNCHIEF COMPLIANCE OFFICER AND FINOP4316310
TURINO, JAMES GERARDPARTNER—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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