Thomas A. Hunter
Professional summary
Thomas Allison Hunter IV, who also goes by Tommy Hunter IV, is a registered financial professional currently at ANDERSON LENEAVE & CO. located in Charlotte, North Carolina.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1996. Thomas has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Allison Hunter IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2002 - Present
ANDERSON LENEAVE & CO.
Office #1: 6805 Carnegie Blvd., Suite 210, Charlotte, NC 28211October 1, 1999 - April 5, 2002
WELLS FARGO CLEARING SERVICES, LLC
February 2, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
July 18, 1996 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2002)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ANDERSON LENEAVE & CO.
CRD#: 104101 / SEC#: , 8-52584
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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