David F. Kovacik
Professional summary
David F Kovacik, who also goes by David Frank Kovacik, David Kovacik, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Sun City Center, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David F Kovacik's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2020 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 955 E Del Webb Blvd Ste 102, Sun City Center, FL 33573-6670June 27, 2005 - September 18, 2018
AUGUSTAR DISTRIBUTORS, INC.
July 30, 2002 - August 23, 2004
GUARDIAN INVESTOR SERVICES LLC
May 8, 2002 - August 6, 2002
HIGH MARK SECURITIES, INC.
January 1, 2002 - April 1, 2002
JOHN HANCOCK DISTRIBUTORS LLC
November 16, 2000 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
February 23, 2000 - July 6, 2000
J.C. BRADFORD & CO.
June 11, 1998 - November 18, 1999
PRUDENTIAL EQUITY GROUP, LLC
June 10, 1997 - May 26, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2020)
(1/10/2024)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
