Gary M. Gainspoletti
GAINSPOLETTI WEALTH PLANNERS | Branch Manager
CLEVELAND, MS 38732
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CRD#: 2766454
Professional summary
Gary Michael Gainspoletti, CFP® is a registered financial advisor currently at GAINSPOLETTI WEALTH PLANNERS located in Cleveland, Mississippi and PRIVATE CLIENT SERVICES, LLC located in Cleveland, Mississippi.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gary has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Tax Planning
Insurance Planning
Retirement Planning
Investment Planning
Business Succession Planning
Education Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Gainspoletti Wealth Planners-Advisory, LLC. 805 West Sunflower Road, Cleveland, MS 38732. RIA. 120 hrs/mo; 100 during trading hrs. 2) Gainspoletti and Associates, CPA, LLC. 805 West Sunflower Road, Cleveland, MS 38732. Public accounting, income tax planning and preparation. CPA, income tax planning and preparation. 30 hrs/mo; 30 during trading hrs. Not investment related. 3) City of Cleveland Mississippi-Alderman at Large. Alderman of 7-member board for the City of Cleveland, Mississippi. This is an elected position. Policy making authority for the City as well as operation of the City from a Supervisory position. 3 hrs/mo; 0 during trading hrs. Not investment related. 4) Private Client Services (PCS) - 2225 Lexington Rd, Louisville, KY 40206. BD. 40 hours per month 30 hours during trading hours 5) Odom Place, LLC. 805 W. Sunflower Road, Cleveland, MS, 38732, Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2002 0-1 Hours per month. 0-1 During Trading Hours. Description of duties: Commercial real estate rental
CRS (Client Relationship Summary) - RIA
Click below to view Gary Michael Gainspoletti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
May 7, 2025 - Present
GAINSPOLETTI WEALTH PLANNERS
Office #1: 805 W Sunflower Rd, Cleveland, MS 38732RIA
CRD#: 333768
CLEVELAND, MS
Current
May 5, 2025 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 805 W Sunflower Road, Cleveland, MS 38732RIA
BD
CRD#: 120222
Cleveland, MS
Past
February 3, 2016 - May 8, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CLEVELAND, MS
Past
January 29, 2016 - May 8, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Cleveland, MS
Past
October 31, 2002 - February 17, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
CLEVELAND, MS
Past
October 31, 2002 - February 17, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
CLEVELAND, MS
Past
February 7, 1997 - December 20, 2002
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
CLEVELAND, MS
Past
August 15, 1996 - November 6, 2002
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GAINSPOLETTI WEALTH PLANNERS
GAINSPOLETTI WEALTH PLANNERS | GAINSPOLETTI WEALTH PLANNERS ADVISORY LLC
CRD#: 333768 / SEC#: 801-132267
RIA
Registered Investment Advisory firm - (3/28/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2025)
RR
Arizona(5/5/2025)
RR
Arkansas(5/5/2025)
RR
Colorado(5/5/2025)
RR
Florida(5/5/2025)
RR
Georgia(5/5/2025)
RR
Illinois(5/5/2025)
RR
Kentucky(5/5/2025)
RR
Louisiana(5/5/2025)
IAR
Louisiana(5/7/2025)
RR
Maine(5/5/2025)
RR
Maryland(5/5/2025)
RR
Mississippi(5/5/2025)
IAR
Mississippi(5/7/2025)
RR
Missouri(5/5/2025)
RR
North Carolina(5/5/2025)
RR
Ohio(5/5/2025)
RR
Tennessee(5/5/2025)
RR
Texas(5/5/2025)
IAR
Texas(5/7/2025)
RR
Wyoming(5/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GAINSPOLETTI WEALTH PLANNERS
GAINSPOLETTI WEALTH PLANNERS | GAINSPOLETTI WEALTH PLANNERS ADVISORY LLC
CRD#: 333768 / SEC#: 801-132267
RIA
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Contact information
Main Address
805 W Sunflower Rd, Cleveland, MS 38732
Mailing Address
Phone number
(662) 843-6090
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 263 |
| AUM (Assets Under Management) | $ 105,000,000 |
Red Flags
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Company Information
GAINSPOLETTI WEALTH PLANNERS
Branch ManagerCRD#: 333768Cleveland, MS 38732TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
