Philip Barker
Professional summary
Philip Barker is a registered financial professional currently at OLD CITY SECURITIES LLC located in New York, New York.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2009. Philip has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Barker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2022 - Present
OLD CITY SECURITIES LLC
Office #1: 589 Fifth Avenue Ph, New York, NY 10017June 8, 2021 - June 29, 2022
CC SECURITIES, LLC
February 2, 2015 - May 20, 2021
CBRE CAPITAL ADVISORS, INC.
March 25, 2010 - January 29, 2015
ICAP SECURITIES USA LLC
March 25, 2010 - January 29, 2015
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 17, 2009 - January 27, 2010
GFI SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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