Matthew T. Parker

LAIDLAW WEALTH MANAGEMENT LLC

New York, NY 10175

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CRD#: 2762117

Professional summary

Matthew Terry Parker is a registered financial advisor currently at LAIDLAW WEALTH MANAGEMENT LLC located in New York, New York and LAIDLAW & COMPANY (UK) LTD. located in Boca Raton, Florida.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Terry Parker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2020 - Present

LAIDLAW WEALTH MANAGEMENT LLC

Office #1: 521 Fifth Ave 12th Floor, New York, NY 10175

RIA

CRD#: 150040

New York, NY

Current

March 29, 2019 - Present

LAIDLAW & COMPANY (UK) LTD.

Office #1: One Town Center Road Suite 202, Boca Raton, FL 33486

CRD#: 119037

Boca Raton, FL

Past

June 1, 2009 - April 2, 2019

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

September 13, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 25, 2001 - September 1, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW YORK, NY

Past

July 30, 1996 - July 17, 2001

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAIDLAW WEALTH MANAGEMENT LLC

CRD#: 150040 / SEC#: 801-112592

RIA

Registered Investment Advisory firm - (3/9/2018 Approved)

New Jersey

Registered Investment Advisory firm - (4/13/2018 Terminated)

New York

Registered Investment Advisory firm - (4/5/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (4/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/29/2019)

Florida
(9/22/2025)

IAR

Florida
(9/22/2025)

New York
(3/29/2019)

IAR

New York
(4/1/2021)

Texas
(4/4/2019)

IAR

Texas
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/5/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/29/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LAIDLAW WEALTH MANAGEMENT LLC

CRD#: 150040 / SEC#: 801-112592

RIA

Registered Investment Advisory firm - (3/9/2018 Approved)

New Jersey

Registered Investment Advisory firm - (4/13/2018 Terminated)

New York

Registered Investment Advisory firm - (4/5/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (4/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2018 Terminated)

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Contact information

Main Address

521 Fifth Ave 12th Floor, New York, NY 10175

Mailing Address

Phone number

(212) 953-4910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAIDLAW WEALTH MANAGEMENT FORM ADV PART 2A (MARCH 28, 2025) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 114,764,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew T. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Terry Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAIDLAW & COMPANY (UK) LTD.

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO CLEARING SERVICES, LLC

SANDS BROTHERS & CO., LTD.

Primary Firm SEC Registration

LAIDLAW WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2019

Series 63

Date: 8/5/1996

SIE

Date: 10/1/2018

Series 31

Date: 2/5/2004

Series 7

Date: 7/29/1996

FINRA

Current Firm

LAIDLAW WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAIDLAW WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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