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Michael Kieran Glynn

CBRE CAPITAL ADVISORS
NEW YORK, NY
·CRD# 2761852·26 years experience

Professional Summary

Michael Kieran Glynn is a registered financial advisor currently at CBRE CAPITAL ADVISORS, INC. located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 25, Series 55, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CBRE CAPITAL ADVISORS, INC.·CRD# 140565
BD
200 Park Avenue Suite 2001, New York, NY 10166
April 22, 2024 - Present
CBRE SECURITIES, LLC·CRD# 151592
BD
Rockville Centre, NY
April 4, 2012 - February 20, 2024
TOPEKA CAPITAL MARKETS INC.·CRD# 154133
BD
New York, NY
April 12, 2011 - April 4, 2012
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC·CRD# 126935
BD
New York, NY
September 5, 2003 - February 8, 2011
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
May 25, 2001 - December 4, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
May 1, 2000 - June 1, 2001

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Current Firm

CC
CBRE CAPITAL ADVISORS, INC.

CBRE CAPITAL ADVISORS, INC. | TRAMMELL CROW CAPITAL CORPORATION | SERA PRIVATE FUNDS GROUP | CBRE CAPITAL CORPORATION

CRD#: 140565 / SEC#: 8-67319
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2121 N. Pearl Street Suite 300, Dallas, TX 75201

Mailing Address

2121 N. Pearl Street Suite 300, Dallas, TX 75201

Phone Number

(214) 863-4255

Established

Delaware since 12/15/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CBRE, INC.SOLE OWNER—
PEMBERTON, IAN CHRISTOPHERREGISTERED PRINCIPAL5757164
POTTER, SCOTT CHRISTOPHERCFO/SECRETARY/CCO/PRESIDENT—
SERRA, CARL ANTHONY IIIFINOP, PPO, PFO3179039

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Nevada
(4/22/2024)
RR
New York
(4/22/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2011About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 25 — NYSE Trading Assistant Examination

Passed Feb 2004

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2000

Series 7 — General Securities Representative Examination

Passed Apr 2000About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Mar 2004About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Kieran Glynn's CRS (Customer Relationship Summary).

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