Brian M. Gross
Professional summary
Brian Michael Gross, who also goes by Brian Michael Groff, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Weeping Water, Nebraska and STATE FARM VP MANAGEMENT CORP. located in Weeping Water, Nebraska.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 9 firms and has passed the Series 65, Series 63, Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Michael Gross's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2020 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 210 W Eldora Ave, Weeping Water, NE 68463-4240November 7, 2019 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 210 W Eldora Ave, Weeping Water, NE 68463-4240February 18, 2011 - December 19, 2016
CETERA ADVISORS LLC
February 15, 2011 - December 19, 2016
CETERA ADVISORS LLC
May 5, 2008 - February 11, 2011
QA3 FINANCIAL LLC
May 2, 2008 - February 11, 2011
QA3 FINANCIAL CORP.
April 21, 2006 - May 8, 2008
CETERA ADVISORS LLC
April 6, 2006 - May 8, 2008
CETERA ADVISORS LLC
July 21, 2005 - April 20, 2006
AMERITAS INVESTMENT COMPANY, LLC
November 22, 2000 - April 20, 2006
AMERITAS INVESTMENT COMPANY, LLC
July 17, 1998 - December 15, 2000
EDWARD JONES
December 4, 1997 - July 15, 1998
PRUCO SECURITIES, LLC.
July 2, 1996 - November 18, 1997
J.P. SECURITIES, INC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2020)
(8/4/2020)
(6/4/2025)
(6/4/2025)
(2/4/2022)
(10/22/2024)
(11/13/2019)
(8/5/2020)
Exams
Series 6TO
Date: 11/7/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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