Juan C. Rodriguez
Professional summary
Juan Carlos Rodriguez, who also goes by Juan C Rodriguez, Juan Carlos Rodriguez, Juan Rodriguez, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida and ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.
Juan is registered as a RR (Registered Representative) and started their career in finance in 1996. Juan has worked at 14 firms and has passed the Series 65, Series 63, Series 3, Series 6TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Juan Carlos Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2025 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746December 12, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746May 22, 2024 - November 4, 2025
MORGAN STANLEY
September 20, 2023 - June 3, 2024
E*TRADE SECURITIES LLC
January 9, 2023 - November 4, 2025
MORGAN STANLEY
December 19, 2022 - September 5, 2023
E*TRADE SECURITIES LLC
June 12, 2019 - August 8, 2022
ROBINHOOD SECURITIES, LLC
June 12, 2019 - August 8, 2022
ROBINHOOD FINANCIAL, LLC
April 11, 2018 - May 21, 2019
NEWPORT GROUP SECURITIES, INC.
January 3, 2017 - April 10, 2018
DWS DISTRIBUTORS, INC.
June 27, 2014 - December 28, 2015
BARCLAYS CAPITAL INC.
May 18, 2012 - June 23, 2016
BARCLAYS CAPITAL INC.
October 3, 2009 - May 26, 2010
CITIGROUP GLOBAL MARKETS INC.
June 9, 2009 - August 5, 2009
CITIGROUP GLOBAL MARKETS INC.
June 1, 2009 - May 30, 2012
MORGAN STANLEY
March 8, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 17, 2004 - February 2, 2006
EMPIRE FINANCIAL GROUP, INC.
February 27, 2001 - September 14, 2004
PRUDENTIAL EQUITY GROUP, LLC
February 21, 2001 - June 24, 2002
PRUCO SECURITIES, LLC.
January 7, 2000 - July 19, 2000
PRUDENTIAL EQUITY GROUP, LLC
December 22, 1999 - June 2, 2000
PRUCO SECURITIES, LLC.
January 26, 1998 - September 14, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 1, 1997 - January 2, 1998
ADP BROKER-DEALER, INC.
June 20, 1996 - June 30, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/7/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBINHOOD FINANCIAL, LLC
CRD#: 165998Lake Mary, FL 32746TRUST BUT VERIFY
Monitor Juan Rodriguez
Get automatic monthly alerts on:
