Jason Roelke
Professional summary
Jason Roelke, who also goes by Roelke Leo Jason Leo, Jason Leo Roelke, Jason Roelke, is a registered financial professional currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL SECURITIES LLC located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Roelke's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2019 - Present
CITADEL SECURITIES INSTITUTIONAL LLC
Office #1: 425 Park Avenue, New York, NY 10022October 10, 2019 - Present
CITADEL SECURITIES LLC
Office #1: 425 Park Avenue, New York, NY 10022November 7, 2017 - August 30, 2019
DEUTSCHE BANK SECURITIES INC.
October 6, 2008 - November 9, 2017
JEFFERIES LLC
September 22, 2008 - October 28, 2008
BARCLAYS CAPITAL INC.
April 11, 2002 - September 22, 2008
LEHMAN BROTHERS INC.
November 26, 1996 - March 28, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/11/2008
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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