Michael A. Bravin
Professional summary
Michael A Bravin, who also goes by Michael Adam Bravin, is a registered financial professional currently at TRITON PACIFIC SECURITIES, LLC located in El Segundo, California and MUNDIAL FINANCIAL GROUP, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael A Bravin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2017 - Present
TRITON PACIFIC SECURITIES, LLC
Office #1: 2301 Rosecrans Avenue Suite 4170, El Segundo, CA 90245December 26, 2017 - Present
MUNDIAL FINANCIAL GROUP, LLC
Office #1: 477 Madison Ave 6th Floor, New York, NY 10022February 11, 2013 - May 25, 2017
FIRST ALLIED SECURITIES, INC.
August 27, 2010 - January 6, 2011
FIRST ALLIED SECURITIES, INC.
July 29, 2008 - January 15, 2009
SENTINEL FINANCIAL SERVICES COMPANY
July 7, 2004 - January 15, 2009
EQUITY SERVICES, INC.
June 7, 2000 - July 2, 2004
OSAIC WEALTH, INC.
September 3, 1999 - June 1, 2000
HARRISDIRECT LLC
January 27, 1998 - July 22, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2022)
Exams
FINRA
Current Firm
MUNDIAL FINANCIAL GROUP, LLC
CRD#: 149531 / SEC#: , 8-68154
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GONG CAPITAL MARKETS LLC | OWNER | |
| COMPLIANCE AND FINOP ADVISORY LLC | OWNER 20% | |
| BRAVIN, MICHAEL A | HEAD OF TRADING, GSP #2 | 2758037 |
| ROMERO, MONIQUE VICTORIA | FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6712654 |
| SMULEVITZ, CHARLES DAVID | CHIEF EXECUTIVE OFFICER, GSP #1, CHIEF COMPLIANCE OFFICER | 5099387 |
Red Flags
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