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FIRM PROFILE
Overview
MUNDIAL FINANCIAL GROUP, LLC is located at 477 Madison Ave 6th Floor, New York, NY 10022 and was first established at New York, California in 01/11/2008. After operating for 18 years, MUNDIAL FINANCIAL GROUP, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MUNDIAL FINANCIAL GROUP, LLC’s clients are individuals and 0% of their clients are high net worth individuals. MUNDIAL FINANCIAL GROUP, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MUNDIAL FINANCIAL GROUP, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MUNDIAL FINANCIAL GROUP, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MUNDIAL FINANCIAL GROUP, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MUNDIAL FINANCIAL GROUP, LLC Comes From
Understanding the Statistics for MUNDIAL FINANCIAL GROUP, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
477 Madison Ave 6th Floor, New York, NY 10022
477 Madison Ave 6th Floor, New York, NY 10022
Small
(646) 766-8690
California since 01/11/2008
Limited Liability Company
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| GONG CAPITAL MARKETS LLC | OWNER | ||
| COMPLIANCE AND FINOP ADVISORY LLC | OWNER 20% | ||
| BRAVIN, MICHAEL A | HEAD OF TRADING, GSP #2 | 2758037 | |
| ROMERO, MONIQUE VICTORIA | FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6712654 | |
| SMULEVITZ, CHARLES DAVID | CHIEF EXECUTIVE OFFICER, GSP #1, CHIEF COMPLIANCE OFFICER | 5099387 |
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Advisor's working at MUNDIAL FINANCIAL GROUP, LLC
Charles David Smulevitz
Monique Victoria Romero
Michael A Bravin
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