Kevin J. O'keefe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin John O'keefe, who also goes by Kevin Hansen, Kevin John Okeefe, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1996. Kevin had worked at 6 firms and has passed the Series 63, Series 65, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2013 - September 11, 2014
FOREFRONT CAPITAL MARKETS LLC
October 12, 2011 - December 20, 2012
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
January 24, 2001 - October 25, 2002
CIBC WORLD MARKETS CORP.
January 8, 2001 - October 25, 2002
CIBC WORLD MARKETS CORP.
January 11, 1999 - January 22, 2001
LEHMAN BROTHERS INC.
October 20, 1997 - January 12, 1999
PRUDENTIAL EQUITY GROUP, LLC
July 24, 1996 - October 24, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOREFRONT CAPITAL MARKETS LLC
CRD#: 151812 / SEC#: 801-80131, 8-68402
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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