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HA

Henrik K. Andresen

Some features on this profile are disabled
CRD#: 2756324
HA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henrik Kurt Andresen was a registered financial professional .

Henrik is a previously registered financial professional and started their career in finance in 1996. Henrik had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 28, 2020 - November 25, 2020

FSIC

RIA
CRD#: 37813
Edmonds, WA
Past

September 28, 2020 - December 8, 2020

FSIC

BD
CRD#: 37813
Edmonds, WA
Past

February 23, 2017 - September 14, 2020

FSIC

RIA
CRD#: 37813
Edmonds, WA
Past

February 6, 2017 - September 14, 2020

FSIC

BD
CRD#: 37813
Edmonds, WA
Past

May 8, 2012 - February 23, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

July 7, 2009 - February 23, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

April 15, 2009 - December 31, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
CHARLOTTE, NC
Past

April 15, 2009 - May 8, 2012

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
CHARLOTTE, NC
Past

April 5, 2002 - January 20, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
CHARLOTTE, NC
Past

July 12, 1999 - January 20, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
CHARLOTTE, NC
Past

July 1, 1998 - July 12, 1999

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA
Past

July 15, 1996 - July 1, 1998

SEAFIRST INVESTMENT SERVICES, INC.

BD
CRD#: 17411
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/26/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/18/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/13/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/16/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/25/2000
General Securities Principal Examination

Current Firm

FS
FSIC
AFG FINANCIAL | STREETER MOORE AND STIPE | STONEBRIDGE CAPITAL MANAGEMENT | SECURITIES, INC | SCS SYSTEMS | ROBERT W. SCHWARZ | PROFESSIONAL BENEFIT SERVICES, INC. | PLANNING RESOURCES CORPORATION - A FINANCIAL SERVICES COMPANY | O'CONNELL & ATAROD | LEMME INVESTMENT GROUP | KIRKLAND FINANCIAL ADVISORS | HARBOR FINANCIAL ADVISORS | GREG MEINHARDT | GEORGE W. HOOK III FINANCIAL | FSIC - MATRIX WEALTH MANAGEMENT | FSIC | FINANCIAL SERVICES INTERNATIONAL CORP. | EJS WEALTH MANAGEMENT | EDWIN LANE | CHRYSLER ASSET MANAGEMENT, LLC | CANDY J LEE FINANCIAL PLANNING & MONEY MGMT | BRAD WEBER | BENICO LTD | ASSURED CONCEPT GROUP

CRD#: 37813 / SEC#: 801-64354, 8-48032

BD
Terminated by SEC on 12/08/2020
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Contact information

Main Address
5000 T-rex Ave Suite 300, Boca Raton, FL 33431
Mailing Address
Phone number
Established
Washington since 12/15/1994
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

FSIC ANNUAL 2019 ADV UPDATE (9/20/2019)

Direct owners and executive officers

NamePositionCRD#
UNITED ATLANTIC CAPITALOWNER
ANDRESEN, HENRIK KURTCCO - BD2756324
ANDRESEN, HENRIK KURTCCO - RIA2756324
PENSKE, MARK HULBERTCEO/PRESIDENT4450959
ROMERO, MONIQUE VICTORIAFINOP6712654

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FSIC

CRD#: 37813

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