James G. Nemecek
Professional summary
James Gilbert Nemecek is a registered financial professional currently at EQUITABLE ADVISORS, LLC located in Charlotte, North Carolina and EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
James is registered as a RR (Registered Representative) and started their career in finance in 1996. James has worked at 6 firms and has passed the Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Gilbert Nemecek's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2004 - Present
EQUITABLE ADVISORS, LLC
Office #1: 7207 Ibm Drive 2nd Fl, Charlotte, NC 28262April 26, 2005 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive, Suite 150, Charlotte, NC 28262December 17, 2004 - March 3, 2006
MONY SECURITIES CORPORATION
February 24, 2004 - November 30, 2004
PARK AVENUE SECURITIES LLC
July 31, 2001 - January 23, 2004
MONY SECURITIES CORPORATION
July 15, 1996 - August 8, 2001
METROPOLITAN LIFE INSURANCE COMPANY
July 15, 1996 - August 8, 2001
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
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